Posts tagged with: "financial+issue"
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7 May 2014, 9:30 pm
In the new EU scheme, whistleblowers can raise an issue to the European Securities and Markets Authority (ESMA) if they think their national authority has failed to respond to a concern about a violation of financial rules. [read post]
15 May 2021, 4:00 am
Another Report issued by the Comptroller on May 14, 2021 noted that Identity Theft complaints in New York State in 2020 was 85% greater than in 2019. [read post]
15 May 2021, 4:00 am
Another Report issued by the Comptroller on May 14, 2021 noted that Identity Theft complaints in New York State in 2020 was 85% greater than in 2019. [read post]
12 Jun 2016, 10:30 pm
As such, auditors concluded there is a low risk that a significant number of students certified for state financial aid were not eligible for awards. [read post]
14 May 2018, 2:13 pm
In May 2016, the Financial Crimes Enforcement Network (FinCEN), the U.S. agency tasked with issuing anti-money laundering (AML) regulations, issued a final rule requiring that certain categories of financial institutions identify the beneficial owners of their legal entity customers and incorporate customer due diligence procedures into their required AML compliance programs. [read post]
18 Oct 2017, 9:10 am
The latest issue of Global Asset Management Quarterly is now available. [read post]
8 Apr 2011, 9:44 am
The Associated Press is reporting that the IRS has issued a whistleblower reward to an in-house accountant at a financial services firm. [read post]
3 Feb 2009, 4:06 pm
The Minister for Superannuation & Corporate Law has given a speech outlining proposed changes in financial services regulation and key issues and reforms in the insurance field. [read post]
25 Jun 2015, 2:26 pm
Six federal financial agencies—the Federal Reserve Board, the Federal Deposit Insurance Corporation, the National Credit Union Administration, the Office of the Comptroller of the Currency, the Consumer Financial Protection Bureau, and the Securities and Exchange Commission (the “Agencies”)—joined forces to issue a final interagency policy statement on June 9, 2015, which establishes joint standards for assessing the diversity policies and practices… [read post]
3 Nov 2022, 9:57 am
Justice Little issued a narrow decision focused on the financial requirements by study permit applicants only (avoiding commentary on Chinook). [read post]
22 Apr 2015, 6:00 am
Although recent regulation and scholarship has focused on the financial stability and solvency of financial institutions, the business conduct of these institutions remains an issue of abiding regulatory concern. [read post]
25 Mar 2020, 8:14 pm
What constitutes a covered financial contract? [read post]
22 Feb 2007, 5:39 am
The FASB issued Statement No. 159, “The Fair Value Option for Financial Assets and Financial Liabilities,” last Thursday. [read post]
10 Jan 2020, 3:00 am
The Plaintiff secured the liability limits from the other driver and then sought UIM benefits under his employer’s policyThe UIM carrier denied coverage because the employer had allegedly properly waived UIM coverage.The Plaintiff sued in state court asserting that the rejection of UIM protection by the employer failed to comply with Pennsylvania's Motor Vehicle Financial Responsibility Law (MVFRL), that the denial of UIM benefits violated the MVFRL, and that the failure of the… [read post]
21 Dec 2013, 5:55 pm
Becket Fund issued a press release announcing the decision. [read post]
10 Sep 2016, 8:30 am
Selected reports issued by the New York StateComptroller during the week ending September 10, 2016Source: Office of the State Comptroller[Internet links highlighted in color]New York’s Service-Disabled Veteran-Owned Business programThe State's Office of General Services has made substantial progress establishing New York’s Service-Disabled Veteran-Owned Business program in a short time and the program would benefit from the adoption of a comprehensive statewide plan for… [read post]
20 Sep 2009, 4:36 pm
[2] Stephanie Strom, Financial Safety Net of Nonprofit Organizations Is Fraying, Survey Finds, N.Y. [read post]
Financial Industry Groups Criticize New York Department of Financial Services Cybersecurity Proposal
21 Dec 2016, 12:40 pm
Tiffany Quach As we previously reported, in September 2016 the New York Department of Financial Services (the “DFS”) proposed a regulation that would require banks, insurance companies and other financial services institutions regulated by the DFS to adopt broad cybersecurity protections (the “Proposal”). [read post]
7 Nov 2018, 1:29 pm
The Office of the Superintendent of Financial Institutions (OSFI) has issued its final version of the Capital Adequacy Requirements (CAR) guideline and Leverage Requirements (LR) guideline. [read post]
20 Oct 2020, 12:36 pm
In response to stay-at-home and quarantine orders issued by local governments, non-essential businesses were forced to close. [read post]
