Posts tagged with: "financial+issue"
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28 Aug 2023, 3:20 am
Corp Fin issued three CDIs back in May addressing some of those issues, and on Friday, Corp Fin issued five more CDIs covering amended Rule 10b5-1 and the insider trading plan disclosure requirements contained in Item 408(a) of Reg S-K. [read post]
22 Feb 2016, 11:43 am
The statement is relevant to all credit institutions, investment firms, EEA parent institutions, EEA parent financial holding companies and EEA parent mixed financial holdings companies within the domestic financial sector at their highest level of consolidation in the United Kingdom. [read post]
1 May 2019, 12:07 pm
This program will also discuss unique issues and developments in the health care and financial services industry. [read post]
3 Mar 2008, 6:22 am
The apparent conflict of interest of China's regulatory authority compounds these issues. [read post]
18 Nov 2016, 3:03 am
The critical issue was the extent to which it was legitimate to have regard to external material to identify the person referred to in the notice. [read post]
2 Aug 2016, 7:41 am
On July 22, 2016, the Consumer Financial Protection Bureau, the Federal Reserve Board and the Office of the Comptroller of the Currency issued a proposal with respect to the method for making “annual inflation adjustments to the threshold for exempting small loans from higher priced mortgage loan appraisal requirements”. [read post]
2 Aug 2016, 7:44 am
On July 22, 2016, the Federal Reserve Board and the Consumer Financial Protection Bureau issued a proposal with respect to the method that will be used to “adjust the thresholds for exempting certain consumer credit and lease transactions from the Truth in Lending Act and Consumer Leasing Act”. [read post]
4 Oct 2007, 11:08 am
The recent press release concerning factoring company JG Wentworth's recent securitization received a "AAA" primarily due to the financial community's perception of the financial strength of the annuity assets backing their financing. [read post]
7 May 2013, 3:00 am
That argument flows from a line of cases, of which Conforti v Investia Financial Services Inc, 2011 CanLII 60897 (ON LRB) is most notable. [read post]
26 Jun 2010, 3:00 am
It is up to the sEC to "study" the issue and decide whether to impose such a duty. [read post]
10 Mar 2021, 5:01 pm
” If you are interested in temporarily separating from your spouse, it is crucial that you know the potential legal and financial ramifications. [read post]
14 Apr 2011, 4:00 pm
Our final CLE session of the day was a panel discussion of the potential future impacts of the Dodd-Frank financial reform on investment advisers. [read post]
30 Mar 2017, 3:00 am
The Delaware Chancery Court hasn’t issued many preliminary injunctions in M&A transactions in recent years – but this Shearman blog reports on one issued earlier this month by Chancellor Bouchard. [read post]
9 Nov 2010, 11:50 pm
After filing for chapter 11 protection yesterday, Ambac Financial Group, Inc. today filed an adversary complaint against the United States of America in the Southern District of New York bankruptcy court. [read post]
12 Apr 2013, 12:00 am
Clark The National Academy of Public Administration (NAPA) recently issued a report mandated by Congress on the STOCK Act. [read post]
9 Mar 2021, 7:20 am
This will help to streamline the process of resolving teething issues and refining calibrations whilst keeping unnecessary additional risk exposure to a minimum. [read post]
8 Jul 2010, 10:33 am
Financial regulation bill dictates ethnic, gender quotas. [read post]
4 Feb 2013, 9:18 am
Although the Proposed Guidance clarifies that, if finalized, it would not impose additional obligations on financial institutions, the Agencies each intend to issue any final guidance as supervisory guidance to the institutions that they supervise. [read post]
9 Jan 2015, 1:01 am
The first issue of the New Year is now available for subscribers to download. [read post]
2 Mar 2022, 6:49 am
The regulations are generally consistent with regulations issued by OFAC to implement other sanctions programs and OFAC intends to issue more comprehensive regulations in the near future. [read post]
