Posts tagged with: "financial+issue"
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31 May 2021, 11:24 am
Now, in a development that highlights the risks that these seemingly obscure accounting issues present, a plaintiff shareholder has filed a securities class action lawsuit against Virgin Galactic Holdings, a post-SPAC-merger company that restated its financials based on the warrant accounting issue. [read post]
4 Apr 2008, 6:31 am
SEC Director of Trading and Markets Erik Sirri has said, however, that although the SEC can hold credit rating systems accountable for their ratings, it does not have the authority to interfere with the way that agencies assign ratings, which is a key issue that is impacting the current subprime mortgage market crisis. [read post]
23 Aug 2022, 3:03 pm
In addition to increased enforcement by the FDIC under newly effective Part 328, the CFPB issued a Circular warning that a misrepresentation involving the FDIC name or logo can constitute a deceptive act or practice in violation of the Consumer Financial Protection Act. [read post]
31 Aug 2021, 6:45 am
By understanding how Wisconsin law addresses this issue, divorcing spouses can understand their rights and determine how they can protect their financial interests. [read post]
14 Jun 2023, 9:46 pm
Many countries have attempted to tap their diasporas by issuing bonds. [read post]
18 Nov 2020, 5:00 am
By Lene Powell, J.D.As the pieces of a new administration under President-elect Biden continue to fall into place, Democratic control of the Senate looks unlikely, and the progressive wing looks to exert strong pressure on the center, Mayer Brown partners have been analyzing how these political forces might play out for financial services regulation and enforcement.In a presentation on November 12, Andrew Olmem, Michael Levy, and Larry Platt discussed predictions for how a focus on… [read post]
17 Nov 2008, 12:38 pm
We have been following the developments of this important case in recent issues of The Corporate Counsel. [read post]
3 Nov 2009, 3:14 pm
And: This financial hot potato shows why it is a wiser course to seek life sentences, with no possibility of parole, for defendants like Devlin. [read post]
8 May 2019, 11:36 am
” Rather, use the contract to require specific security safeguards, based on the types of nonpublic personal information at issue. [read post]
6 Oct 2012, 8:43 pm
He adds that geopolitical issues in the Middle East and rising tensions in the South China Seas between China and Japan will be factors, as well. [read post]
28 Jun 2012, 1:35 am
This comes on top of the reduction of court fees already provided for if no judgment needs to be issued. [read post]
30 Nov 2010, 8:22 am
Bonds issued by Eurozone nations, in the future, will contain “Collective Action Clauses” or CACs. [read post]
6 Dec 2011, 8:04 am
” Thus, cases that turn on technical issues such as disclosure are being left for civil-enforcement actions, he said. [read post]
1 Apr 2024, 4:50 pm
FINRA fines Voya Financial Advisors $500,000 for Paying Comp on VUL Sales to an Unregistered EntityA Letter of Acceptance, Waiver and Consent was issued in which Voya Financial Advisors, Inc. [read post]
7 Mar 2023, 7:04 am
Financial issues are often the main source of conflict in a relationship, and that conflict can intensify during a divorce. [read post]
5 Aug 2015, 9:45 am
In fact, in every Maryland personal injury case, the plaintiff must prove causation before they are entitled to recover financially for their injuries. [read post]
14 Sep 2018, 6:06 am
In appropriate circumstances, a mediator should encourage the parties to seek legal, financial, tax, or other professional advice before, during, or after the mediation process. [read post]
16 May 2023, 9:18 am
Some of the issues are more serious than others. [read post]
10 Dec 2013, 9:32 am
The three most common concerns were service/ administrative issues; evaluative relationships; and legal, regulatory, financial and compliance related issues. [read post]
25 Jan 2013, 11:38 am
The decision also calls into question the "recess appointment" of Richard Condray to head the Consumer Financial Protection Bureau. [read post]
