Posts tagged with: "financial+issue"
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15 Apr 2019, 11:18 am
In some countries, adoption agencies are not required to be licensed, and adoptive parents may be more susceptible to financial exploitation. [read post]
8 Jul 2024, 8:17 am
The FCA states that it will issue a ‘direction’ to each fund operator in the TMPR, 8 weeks before the fund operator’s landing slot opens, and explain how to apply. [read post]
2 Feb 2011, 8:25 pm
There was only one appellate issue regarding the punitive damages award: whether the plaintiff met her burden of presenting meaningful evidence of the defendant’s financial condition. [read post]
9 Feb 2015, 4:15 pm
To help consumers who already have a reverse mortgage, the CFPB is issuing an advisory with tips on how to plan ahead to protect loved ones from financial hardship brought on by a reverse mortgage. [read post]
9 Oct 2014, 8:32 am
On October 1, the Prudential Regulation Authority (PRA) issued PS9/14 and the FCA published FG14/8 setting out their final policies on implementing the Financial Policy Committee’s (FPC) recommendation on loan to income (LTI) ratios in mortgage lending. [read post]
21 Mar 2007, 4:59 am
Monday, AES Corporation issued a non-reliance 8-K covering its financials for 2006 to date and the years ended 2005, 2004, and 2003. [read post]
31 Dec 2019, 8:35 am
The latest issue of the International Studies Quarterly (Vol. 63, no. 4, December 2019) is out. [read post]
13 Mar 2020, 9:08 am
The latest issue of the International Studies Quarterly (Vol. 64, no. 1, March 2020) is out. [read post]
29 Mar 2020, 3:05 pm
For more up-to-date coverage from Tax Controversy and Financial Crimes Report, please subscribe by clicking here. [read post]
15 Nov 2017, 7:23 am
To read the first two articles, see “The ABC’s of Mediation – Part I: The Process” and “The ABC’s of Mediation – Part II: Financial Issues. [read post]
15 Nov 2017, 7:23 am
To read the first two articles, see “The ABC’s of Mediation – Part I: The Process” and “The ABC’s of Mediation – Part II: Financial Issues. [read post]
22 Jan 2018, 1:27 pm
A press release issued by the New York Department of Financial Services on January 22, 2018 found here reminds Covered Entities (including banks, insurers and producers, and others regulated by DFS) of their obligation to file a compliance certificate under the new, New York DFS Cybersecurity Regulation on February 15, 2018. [read post]
27 Oct 2021, 9:49 am
When is public company management held liable when it issues incorrect financial statements? [read post]
11 Apr 2023, 7:06 am
On 11 April 2023, the Bank of England (BoE), the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA) issued a third party survey to aid analysis into the costs and benefits of a potential critical third party regime in the UK. [read post]
14 Jun 2010, 6:00 am
The Financial Industry Regulatory Authority (FINRA) has issued a Regulatory Notice on a proposed rule to improve oversight of broker/dealers’ back-office operations. [read post]
3 Jun 2015, 4:13 pm
June 2015 issue Opening Remarks by Charles I. [read post]
28 Jan 2014, 6:14 am
Editor's Note: Annette Nazareth is a partner in the Financial Institutions Group at Davis Polk & Wardwell LLP, and a former commissioner at the U.S. [read post]
10 Apr 2014, 6:22 am
Improving fund governance is vital to investor protection and maintaining the integrity of our financial markets. [read post]
13 Sep 2010, 8:00 am
Comment: The Obama administration does not dispense financial advice. [read post]
20 Jun 2023, 6:30 am
Orszag, CEO of Financial Advisory at Lazard Freres & Co. [read post]
