Posts tagged with: "financial+issue"
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24 May 2011, 1:11 pm
These issues can be complex and detailed and require years of experience with the U.S. [read post]
5 Jun 2011, 8:17 pm
The Securities and Exchange Commission (SEC) has joined with the Financial Industry Regulatory Authority (FINRA) to issue a joint Investor Alert to warn investors about complex financial products known as "structured notes with principal protection. [read post]
29 Aug 2011, 8:18 am
LatencyThe first big issue for gaming providers considering moving to the cloud is both a practical one and a legal one - latency. [read post]
23 Aug 2011, 6:52 am
Another technical fix may be to use "tricks" similar to those used in non-cloud gaming to compensate for latency issues. [read post]
23 Aug 2011, 6:52 am
Further, if the agreement is with a small game developer, the developer may not have the financial resources to indemnify the game provider, and thus the game provider should be aware of the potential risks before embarking on a cloud-based venture. [read post]
1 Apr 2020, 9:37 am
The aim of the scheme is to alleviate any issues SMEs have accessing credit during the COVID-19 outbreak via the partial government guarantee of any loans issued under CBILS up to a value of £5m per borrower. [read post]
8 Jul 2012, 10:11 pm
Dazhihui also makes a dual-panel terminal that feeds its customers financial data (if you don’t get embedded images, here’s a link). [read post]
27 Mar 2020, 12:27 pm
On 26 March 2020, the Global Foreign Exchange Committee (GFXC) issued a statement on foreign exchange (FX) market conditions. [read post]
30 Jan 2018, 7:53 am
In light of Marino’s financial status, no monetary sanction has been imposed. [read post]
20 Nov 2015, 10:02 am
The meetings will explore technology-related risk and compliance issues in the financial services space, such as in mobile banking, online brokerage, automated (“robo”) investment advisers, P2P lending, to name a few. [read post]
20 Dec 2023, 8:10 am
On 20 December 2023, the Financial Stability Board issued a report setting out revised policy recommendations to address structural vulnerabilities from asset management activities in relation to liquidity mismatch in open-ended funds. [read post]
4 Feb 2009, 3:27 pm
On January 12, 2009, in an effort to hold state nonmember banking institutions more accountable for their participation in the Troubled Assets Relief Program (TARP) Capital Purchase Program (CPP), the Federal Deposit Insurance Corporation (FDIC) issued a Financial Institution Letter (FIL-1-2009) recommending that its supervised institutions implement a process to monitor and document the use of their CPP funds. [read post]
1 Aug 2019, 8:51 am
On 31 July 2019, the Financial Markets Law Committee (FMLC) published a paper identifying issues of legal uncertainty arising from initial coin offerings (ICOs). [read post]
10 Nov 2021, 8:40 pm
On 9 November 2021, the Financial Markets Law Committee issued a paper that seeks to identify legal uncertainties within the UK’s bank ring-fencing regime, explains their impact on market participants and makes recommendations on how each might be resolved. [read post]
9 Feb 2016, 7:21 am
Source: nbcnews.com The SEC issued a press release which suggested that the E.S. [read post]
20 May 2017, 7:24 am
CPR Radio Show Host Dan Levin Hit With FINRA Arbitration Award On May 19, 2017, a FINRA Dispute Resolution, Inc. arbitration panel issued a binding arbitration award against Dallas based financial planner Dan Levin, host of the CPR radio show, who markets his services through his company Comprehensive Planning for Retirement. [read post]
5 Oct 2008, 3:14 pm
In this memorandum, a team composed of experts in my firm’s financial institutions, corporate governance, real estate, capital markets, executive compensation, hedge fund, private equity, asset management, white collar defense and litigation departments discusses our collective view on the likely interpretation of the Emergency Economic Stabilization Act's most important provisions, the key ambiguities and questions that will have to be resolved by the Treasury Secretary, and… [read post]
7 Jan 2021, 2:23 am
On 6 January 2020, the European Securities and Markets Authority (ESMA) issued a public statement promoting transparency in the IFRS financial statements of banks regarding accounting for the third series of the European Central Bank’s targeted longer-term refinancing operations (TLTRO III). [read post]
13 May 2022, 4:58 am
Greening the financial system. [read post]
5 Jul 2010, 9:01 am
Isn't the issue what was disclosed to the FDA? [read post]
