Posts tagged with: "financial+issue"
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7 Oct 2021, 2:31 pm
The criteria issued this week developed after a decision of the U.S. [read post]
5 Jan 2021, 11:57 am
The CFPB instituted the CAS Policy in 2019 in an attempt to encourage innovation through the testing of financial products that could benefit consumers but might pose regulatory uncertainty. [read post]
7 Oct 2021, 2:31 pm
The criteria issued this week developed after a decision of the U.S. [read post]
26 Sep 2007, 9:39 am
It looks like the U.S. might be moving faster on nanotechnology regulatory issues, so I will be interested to see whether the Europeans take our lead or chart their own course. [read post]
22 Nov 2008, 1:05 am
In some cases, it may be beneficial to sacrifice a bit of privacy in the short-term in order to get back on track financially. [read post]
6 Sep 2011, 1:56 am
Supreme Court Issues Key Rulings: It already seems like a long time ago, but at the end of the Supreme Court’s term in June, the Court issued its opinions in several key cases. [read post]
27 Sep 2023, 2:14 am
Trying not to slump or slouch is key to avoiding back pain issues. [read post]
27 Sep 2023, 2:14 am
Trying not to slump or slouch is key to avoiding back pain issues. [read post]
24 Oct 2009, 8:23 am
Consumers Union applauded the vote and issued a statement that "for years, do-nothing federal bank regulators stood by while risky financial products that triggered the mortgage meltdown grew and flourished. [read post]
5 Jun 2019, 7:47 am
The FCA notes that recently it has seen a number of issues regarding: CMCs acting for their customers without getting their appropriate consent or completed letters of authority; CMCs submitting letters of authority and claims in fictitious customer names; no relationship existing between the customer and the financial service provider receiving claims; and CMCs’ financial promotions not complying with FCA rules. [read post]
14 Sep 2009, 2:09 pm
The House passed HR 2664, which requires the Chairs of the PCAOB, the SEC, and the FASB to testify annually before Congress on accounting and auditing issues, beginning this year. [read post]
31 Jul 2016, 6:49 am
On June 30, 2016, the New York State Department of Financial Services (“NYSDFS”) adopted a final regulation outlining the attributes of a risk-based transaction monitoring and filtering program that certain New York State-licensed institutions will be required to maintain (the “Final Rule”). [1] The Final Rule includes several notable departures from the proposal that was issued by the NYSDFS on December 1, 2015 (the “Proposed Rule”). [read post]
13 Jun 2019, 5:28 am
To mark the first six months of Kathy Kraninger’s tenure as CFPB Director, the CFPB issued a press release providing highlights of the Bureau’s activities during that period. [read post]
4 Jan 2023, 4:07 pm
DFS is issuing the proposed guidance to support efforts by Institutions to identify, measure, monitor, and control their material climate-related financial risks, consistent with existing risk management principles. [read post]
16 Apr 2024, 8:52 am
On 16 April 2024, the Basel Committee on Banking Supervision (Basel Committee) issued a Discussion Paper on how climate scenario analysis (CSA) can be practically used to help strengthen the management and supervision of climate related financial risks. [read post]
2 Apr 2020, 9:34 am
The same day, similar letters requiring the submission of preparedness plans also were issued to all NYDFS-regulated institutions covering operational and financial risks, and an additional letter was issued to NYDFS-regulated insurance entities. [read post]
2 Apr 2020, 7:44 am
The same day, similar letters requiring the submission of preparedness plans also were issued to all NYDFS-regulated institutions covering operational and financial risks, and an additional letter was issued to NYDFS-regulated insurance entities. [read post]
5 Jan 2012, 6:11 am
The Securities and Exchange Commission's Office of Investor Education and Advocacy issued an investor alert aimed at helping investors protect themselves against online investment fraud. [read post]
25 Oct 2012, 4:00 am
Student Loan Servicing and the Cost to Our Men and Women in Uniform” focuses on repayment issues faced by servicemembers with private and federal student loans. [read post]
8 Nov 2013, 2:41 am
She is a freelance writer who usually writes about business, home, and financial issues. [read post]
