Posts tagged with: "financial+issue"
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19 Nov 2013, 4:00 am
New York Department of Financial Services et al. [read post]
17 Jun 2009, 10:15 am
Angie Littwin and I will be speaking on a very timely panel about the need for a consumer financial product safety commission Consumer Financial Protection Agency (CoFiPro=Coffee Pro?) [read post]
5 Apr 2012, 6:51 am
Although officials with the company have stated that they have experienced financial issues for quite some time, the recent claims of the company filling their meat products with “pink slime” has also been an issue. [read post]
13 May 2008, 7:57 pm
She writes in her latest Newsweek article on how to prepare financially for a divorce. [read post]
13 Sep 2019, 12:04 pm
The Colorado Attorney General alleged the companies violated Colorado law when the lender issued loans to customers of the related debt management company. [read post]
11 Nov 2014, 8:45 am
The financial advisor that handled the account at issue is named John Towers. [read post]
1 Feb 2016, 7:00 am
In nearly every facet of litigation, the issue of electronic discovery and how to manage its production and review is becoming an important issue. [read post]
13 Jun 2013, 1:36 am
It not only provides a financial overview of the U.S. insurance industry, but it also reviews, from the perspective of the U.S. insurance industry, the efforts that have been undertaken in the wake of the financial crisis to try to improve financial stability. [read post]
21 May 2012, 2:00 am
The Dodd-Frank Act requires the CFPB, when issuing a rule, to consider “the potential benefits and costs to consumers and covered persons, including the potential reduction of access by consumers to consumer financial products or services resulting from such rule. [read post]
1 Jan 2012, 10:56 am
Dickson, it is important to not only focus on the implications for the US financial system, but also to take care that these restrictions do not give rise to prudential issues for other jurisdictions. [read post]
3 Sep 2018, 2:02 pm
In recent years, though, the scope of offense has broadened from companies contracted with the government or armed forces, to victims as diverse as movie studios and financial institutions. [read post]
1 Dec 2016, 12:47 pm
Advisers and financial institutions that are compensated based on a fixed percentage of the value of assets under management may want to reconsider that compensation methodology as it could require compliance with a prohibited transaction exemption, such as the Best Interests Contract Exemption (the “BIC Exemption”), which is a component of the fiduciary rule issued by the Department of Labor (the “DOL”) in April 2016 (the “Final Rule”). [read post]
26 Mar 2007, 9:34 pm
These regulations will implement some of the more technical amendments to address issues that were identified during the Corporate and Financial Services Regulation Review process last year. [read post]
26 Feb 2009, 2:40 am
And once we are talking about distributive issues, bargaining power matters. [read post]
28 May 2020, 12:57 pm
For example, when providing disclosure guidance for how registrants should approach COVID-19-related considerations in CF Disclosure Guidance: Topic No. 9, issued by the Division of Corporation Finance on March 25, 2020 (CF Disclosure Topic 9), the Staff stated that, with respect to the disclosure of non-GAAP financial measures in the pandemic environment, “where a GAAP financial measure is not available at the time of the earnings release because the… [read post]
3 Mar 2023, 3:00 am
By receiving a payment up-front, a recipient spouse can avoid issues with non-payment down the road. [read post]
6 Dec 2016, 3:00 am
Corp Fin recently issued a no-action letter to Morgan Stanley regarding the use of “conditional offers to buy” – or “COBs” – in connection with IPOs. [read post]
30 Jan 2008, 11:00 am
.'And some, apparently, are run by Lothario's:"In a cluster of lawsuits gathered up by The Associated Press, the former chief financial officer of health insurance giant WellPoint Inc. is depicted as a corporate Casanova â€â [read post]
20 Jan 2021, 8:20 am
For every divorcing couple, there will always be at least one issue that is likely to be contentious and cause issues during negotiations. [read post]
17 Apr 2019, 3:42 am
As recognized by new guidance from the Financial Industry Regulatory Authority (FINRA), the departure of a registered representative often prompts customer questions about the departing representative and the continued servicing of a customer’s account. [read post]
