Posts tagged with: "financial+issue" Results 8221 - 8240 of 102,449
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4 Oct 2018, 10:21 am by Wendy Angus-Anderson
On September 25, the Consumer Financial Protection Bureau issued a report on its sources and uses of data. [read post]
9 Feb 2015, 5:52 am by Joshua Davey and Alec Covington
Timely contact promotes the prioritization of student loan debt and assists borrowers in being prepared for payment increases or other issues. [read post]
16 Oct 2008, 1:00 pm
Prudential Financial warned last week that it would miss third quarter forecasts due to a series of hefty charges on negative results of investments. [read post]
19 Aug 2009, 7:29 pm
Madoff, with an estimated financial impact of $64 billion, is by far the largest; the remaining cases have an aggregate estimated financial impact of approximately $15 billion. [read post]
7 Oct 2017, 7:00 am by The Public Employment Law Press
DiNapoli issued the following audits and examinations:Department of Health: Questionable Payments for Practitioner Services and Pharmacy Claims Pertaining to a Selected Physician (Follow-Up) (2017-F-2)An initial audit issued in September 2015 found significant issues with medical records provided by a physician to support his Medicaid claims. [read post]
11 May 2020, 2:43 am by Hannah Meakin (UK)
In video diary number 14, Hannah Meakin gives an update on LIBOR, focussing on the recent statement issued by the Working Group on Sterling Risk-Free Reference Rates. [read post]
16 Oct 2014, 5:29 am by Heather S. Klein
Klein The CFPB published for comment in today’s Federal Register a proposed policy on issuing “no-action” letters for innovative financial products or services. [read post]
3 Jul 2007, 10:14 am
Legal scholars benefit from learning about how other disciplines approach research on consumer financial issues. [read post]
28 Sep 2011, 1:28 pm
Chief among the investments sold by McGinn Smith were notes issued by four limited liability companies: First Independent Income Notes, LLC., First Equity Income Notes, LLC, First Albany Income Notes, LLC., and Third Albany Income Notes, LLC ( collectively, “Income Notes”). [read post]
7 May 2013, 2:59 pm by D. Daxton White
Mutual fund switching is a hot bottom issue for regulators because of the difficulty for advisors to demonstrate that the switching was in the best interest of the client. [read post]
19 Jul 2016, 10:00 am by D. Daxton White
According to FINRA’s website, Centaurus Financial recently entered in to a Letter of Acceptance, Waiver, and Consent (AWC) with FINRA. [read post]
11 Jul 2023, 12:04 pm
While probate can be complex, lengthy, and expensive, proper estate planning can mitigate unwanted risks by anticipating what might happen and preventing issues before they arise. [read post]
29 Nov 2007, 3:38 pm
Press release: "The Federal Trade Commission and the federal financial regulatory agencies (the Agencies) have approved proposed regulations and guidelines... [read post]
30 Oct 2007, 1:09 pm
The FDIC received 29 comments from financial institutions or holding companies, trade associations, businesses, community groups, the National Association of Attorneys General, and various individuals. [read post]
6 Apr 2010, 7:08 am by Lawrence B. Ebert
Sikes has a troubled financial past.However, as Abraham Lincoln, and many others, have noted: you cannot prove a negative. [read post]
11 Dec 2014, 5:38 pm by Margaret A. Dale
Dale The Court hearing the Target data security breach litigation issued a ruling on December 2, 2014, largely denying Target’s motion to dismiss the Consolidated Amended Class Action Complaint in the Financial Institutions Cases. [read post]
11 Dec 2014, 5:38 pm by Margaret A. Dale
Dale The Court hearing the Target data security breach litigation issued a ruling on December 2, 2014, largely denying Target’s motion to dismiss the Consolidated Amended Class Action Complaint in the Financial Institutions Cases. [read post]
18 Jun 2015, 4:57 am by Barbara S. Mishkin
Mishkin According to a Politico report, the House Appropriations Committee has approved an amendment to the FY 2016 Financial Services Appropriations bill that would impose new requirements on the CFPB before it can issue a rule governing arbitration agreements. [read post]
15 Jan 2020, 6:53 am by Matthew Gregory (UK)
This research will gather information based on consumers’ view of their needs for support with financial issues, how they go about that support, and their experiences. [read post]