Posts tagged with: "financial+issue"
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11 Oct 2011, 1:32 pm
On October 7, the Autorité des marchés financiers (AMF) issued a notice of public consultation related to the application filed with the AMF on October 3 by Maple Group Inc. in connection with its proposed acquisition of TMX Group, and the subsequent proposed acquisitions of Alpha Trading Systems Limited Partnership, Alpha Trading Systems Inc. and the Canadian Depository for Securities Limited. [read post]
15 Aug 2022, 10:05 am
Invitations will be issued via email by November 1. [read post]
16 Nov 2009, 9:54 am
On November 2, EFRAG issued draft endorsement advice seeking input from constituents. [read post]
10 Jan 2023, 9:01 pm
Companies will need to develop plans to comply with intricate and often conflicting sets of legal and financial disclosure requirements across multiple jurisdictions. [read post]
26 Jun 2023, 10:30 pm
Explore these issues and more in this comprehensive practice note. [read post]
15 Aug 2010, 8:29 pm
Mediation in Illinois can cover both the financial planning issues in divorce as well as the parenting issues. [read post]
8 Oct 2015, 11:57 am
When questioned on the issue last week at a House Financial Services Committee hearing, Director Cordray indicated that the CFPB would issue guidance. [read post]
19 Jun 2015, 11:23 am
Tonkovic, J.D.SEC Commissioner Daniel Gallagher has issued a statement concerning his voting against two settled enforcement actions against chief compliance officers. [read post]
24 Dec 2009, 3:27 pm
In Legal Issues in a Medical Spa or Integrative Care Center: Anti-kickback and Fee-Splitting Concerns - Structuring the Practice we wrote about the way we help our clients structure their centers or spas so as to address these legal concerns. [read post]
2 Apr 2016, 5:48 am
Selected reports issued by the Office of the State Comptroller during the week ending April 2, 2016Click on text highlighted incolor to access the entire report Fairport Industrial Development Agency- Unauthorized Practices for Economic Development Agencies Officials with the Village of Fairport Industrial Development Agency made a series of financial and accounting transactions outside their legal authority, including granting $1 million worth of inappropriate gifts and… [read post]
24 Feb 2022, 8:16 am
Some justices suggested alternate theories through which to view the issues raised by Denezpi. [read post]
26 May 2016, 9:07 am
That was one of the issues they addressed, and i will talk about in the following video. [read post]
12 Jan 2024, 1:08 pm
My firm works on divorce cases involving all aspects of complex financial issues. [read post]
1 Jun 2018, 7:11 am
NOAA even wrote that it “acknowledges the effectiveness and value in issuing financial rewards to combat wildlife trafficking. [read post]
3 Jun 2024, 5:27 am
Medical negligence is a serious issue that can have devastating consequences for patients. [read post]
28 Oct 2014, 12:14 pm
These documents are all part of the SEC’s larger effort to focus on financial system gatekeepers and thereby save staff resources that would otherwise be spent chasing individual bad actors. [read post]
27 Oct 2009, 6:43 am
In May 2009, the Committee published its report entitled, The Global Financial Crisis: A Plan for Regulatory Reform, setting out 57 recommendations for enhancing the soundness and effectiveness of the U.S. financial regulatory framework. [1] As part of its recommendations, the report sets out the Committee's proposals for reforming the U.S. regulatory architecture to make it more robust and better designed to address the needs of investors and consumers of financial… [read post]
9 Oct 2017, 8:35 am
The Financial Stability Board (FSB) has issued a press release following its meeting in Berlin on 6 October. [read post]
5 Mar 2014, 4:14 pm
The case has largely generated a public outcry, as people question how, based on the facts and circumstances at issue, a court could consider impeding on parents’ rights. [read post]
26 Jul 2011, 1:34 pm
FINRA has recently issued an investor alert to warn investors of the risks in certain high yield financial products, including junk bonds, structured products, and floating-rate bank loans. [read post]
