Posts tagged with: "financial+issue"
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20 Dec 2022, 6:40 am
Recommendations found in these publications then filter through the various financial agencies to inform future rulemaking or influence policy positions on trending issues. [read post]
10 May 2022, 7:02 am
Torch Securities LLC Censured and Fined for Supervisory Issues in Connection with Private Placement offerings According to a document posted this week by the Financial Industry Regulatory Authority (FINRA), the regulator has censured and fined Torch Securities LLC (CRD No. 133642) $17,500 for supervisory issues. [read post]
6 Aug 2012, 2:41 pm
The two financial firms allegedly recommended that Carilion issue $72.24 million of bonds as variable demand rate obligations. [read post]
12 May 2010, 8:37 am
This would direct the SEC to issue rules for the disqualification of offerings and sales of securities involving individuals who are "bad actors" (e.g., persons with a prior record of violations of certain federal or state laws). [read post]
31 Aug 2011, 8:24 am
The Hong Kong airline is seeking more financial flexibility after seeing profits fall on rising fuel costs and the acquisition of new aircraft. [read post]
6 Apr 2017, 2:32 pm
The early financial examinations often involved an on-site visit that lasted several weeks. [read post]
1 Nov 2014, 8:07 am
They can either negotiate a new settlement of the financial issues or book a trial and have a judge decide the issues. [read post]
1 Nov 2014, 8:07 am
They can either negotiate a new settlement of the financial issues or book a trial and have a judge decide the issues. [read post]
18 Apr 2012, 5:57 pm
Since the House bills deal with issues under active regulatory consideration, reasoned the Secretary, enactment of the legislative changes would undermine the integrity of the rulemaking process, further complicate the work of the regulators and create uncertainty. [read post]
22 Mar 2010, 4:19 pm
That comes to 37% percent of the $1.7 billion in notes that Medical Capital issued. [read post]
17 Jun 2009, 7:32 am
UPDATE: The White House issued the final version of the white paper: Financial Regulatory Reform: A New Foundation. [read post]
4 Jun 2018, 9:46 am
On June 6, 2018, the House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit will hold a hearing entitled “Improving Transparency and Accountability at the Bureau of Consumer Financial Protection. [read post]
31 May 2024, 12:47 pm
CFPB Looks to Limit Information in Credit ReportsThe Consumer Financial Protection Bureau (CFPB) may soon ban medical bills and other forms of consumer financial data from credit reports. [read post]
2 Jun 2020, 8:00 am
A smart person should look at the coronavirus quarantine as an opportunity to address financial issues. [read post]
24 Jan 2018, 5:22 am
On 24 January 2018, the Netherlands Authority for the Financial Markets (Autoriteit Financiële Markten, the AFM) issued a press release on its website announcing its supervisory agenda for 2018 (the Agenda 2018). [read post]
8 Jul 2024, 7:11 am
On the same date the EBA issued the European Supervisory Examination Programme (ESEP) for 2025. [read post]
5 Aug 2009, 6:05 am
The Financial Industry Regulatory Authority (FINRA), a self-regulatory organization under the Securities and Exchange Act of 1934, recently issued a release stating that it views variable life settlements as raising distinct issues and concerns because the transactions are "directed almost exclusively toward senior investors who, concerned about current economic conditions and retirement, may consider selling their variable life insurance policies without fully… [read post]
23 Dec 2017, 5:00 am
It’s often the case in divorce that one parent is a bit more comfortable financially than the other. [read post]
27 Nov 2023, 12:00 pm
The Housing Support Program, backed by up to $5 million from the Boulder County Wildfire Fund, may provide up to $2,500 monthly to those facing financial hardship as their ALE benefits expire. [read post]
17 Jan 2022, 1:00 pm
They are available to work with members of the firm’s Consumer Financial Services Group who regularly advise on debt collection and FCRA compliance matters. [read post]
