Posts tagged with: "financial+issue"
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10 Apr 2018, 9:14 am
Under Mulvaney’s direction, the CFPB has issued numerous Requests for Information (RFIs) over the past few months. [read post]
21 Feb 2010, 8:21 pm
Foreign securitization vehicles currently in existence have invested billions of dollars in the United States, particularly in loans and other debt instruments issued by U.S. companies.A typical CDO is structured as an offshore corporation that invests in loans and other debt instruments issued by U.S. companies. [read post]
23 Sep 2015, 8:33 am
We represent investors, financial professionals and investment firms, nationwide. [read post]
13 Nov 2013, 4:55 am
Another issued patent provides for a financial product referred to as “goal insurance,” designed to motivate policy holders to achieve defined goals. [read post]
13 Jun 2024, 12:00 am
This is not a time in your life when you can afford to make any financial missteps; your Illinois real estate attorney will look over your proposed real estate transaction to ensure you are making a sound financial purchase. [read post]
22 Dec 2016, 7:11 am
Nelson, J.D. discusses the impact of the election on the Dodd-Frank Act, federal securities regulation, and on related financial services industry issues. [read post]
16 May 2024, 7:09 am
Community Financial Services Assn. of America, Ltd., No. 22-448. [read post]
12 Mar 2013, 8:52 am
The presentation, entitled "Reviewing your Marketing Agreement and the Interpretive Rule Webinar" will cover issues such as the what a typical Marketing Agreement is; how the HUD interpretive rule on home warranties impacts their use, how to minimize your risks by looking for red flag language, and the impact the Federal Financial Institutions Examination Council (FFIEC) third party social media compliance bulletin may have on your marketing agreement. [read post]
6 Sep 2013, 5:56 am
Fischer, partner in the Business Law Department at Goodwin Procter LLP, and is based on a Goodwin Procter Financial Services Alert by William E. [read post]
16 Sep 2013, 4:21 pm
Not one of the board members was reviewing the financial records, and they were not requiring that they be provided financial reports. [read post]
5 Jan 2014, 9:39 am
House Financial Institutions Subcommittee Chair Shelley Moore Capito (R-WV) and Ranking Member Gregory Meeks (D-NY) are circulating a discussion draft of bi-partisan legislation that would ensure that conflicting, inconsistent, duplicative or outdated regulations are regularly identified and addressed in order to reduce unwarranted regulatory burdens on financial institutions. [read post]
15 Mar 2019, 8:26 am
FinHub is committed to active engagement with market participants on new financial technologies. [read post]
24 Jun 2014, 5:59 am
Today [June 20, 2014], I want to speak to you about the current state of our securities markets—an issue that I know is on your minds and one that is well-suited for the financial capital of the world. [read post]
18 Jan 2013, 6:06 am
This is not an exhaustive review of all of the Dodd-Frank issues, but we have tried to identify those issues with important consequences for the financial services industry. [read post]
11 Oct 2024, 9:11 am
One of the most pressing issues is the potential for effectively sidelining the nominal plaintiff – the actual patent holder – in favor of the financial interests of funders and attorneys. [read post]
28 Mar 2023, 11:11 am
” Thus, if the IRS issued an administrative summons (under these facts) to a financial institution regarding Remo Polselli’s bank account, the IRS would not be required to notify Remo. [read post]
29 Jun 2020, 5:36 am
The OCC’s final rule was issued on May 29, 2020. [read post]
8 Jun 2023, 9:50 am
In January 2022 the FCA issued a consultation on financial promotion rules for high-risk investments including cryptoassets. [read post]
15 Jun 2016, 6:18 am
Consider this recent FINRA regulatory settlement.Case In PointFor the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority ("FINRA"), without admitting or denying the findings, prior to a regulatory hearing, and without an adjudication of any issue, Gregory Edward Barr sub... [read post]
4 Sep 2014, 8:41 am
Clean Coal Loan Guarantees and Tax Incentives: Issues in Brief - From the Congressional Research Service (CRS): At issue for Congress is the extent to which the private sector has used the financial incentive tools available, and whether they are the right tools for promoting the development of technology to reduce CO2 emissions from fossil fuel power plants -- No loan guarantees have been issued to clean coal projects since… [read post]
