Posts tagged with: "financial+services"
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16 Apr 2020, 7:25 am
In this podcast, we are joined by Richard Cordray, former CFPB Director, and John Roddy, prominent plaintiffs’ class action lawyer, for a discussion of regulatory and litigation risks the crisis is expected to create for the consumer financial services industry. [read post]
9 Feb 2024, 6:33 am
With the PSR’s new mandatory reimbursement requirement entering into force in 2024, it notes that financial services firms have a greater incentive than ever to tackle fraud. [read post]
21 Jul 2017, 9:24 am
Computer networking giant Cisco says the recent WannaCry and Petya/NotPetya incidents signal the advent of a new generation of cyberattacks that is aimed more at mass disruption than financial gain. [read post]
4 Sep 2016, 1:49 pm
They may:Overcharge for services or productsUse deceptive or unfair business practicesUse their positions of trust or respect to gain complianceWho is at risk? [read post]
18 Jan 2019, 4:32 am
You can track the financial services Brexit EU Exit statutory instruments (as well as gain access to our Brexit resources) on our Brexit Pathfinder hub. [read post]
17 Aug 2023, 4:28 pm
However, it is expected that the Taliban-led administration will take over control of health services in the coming months. [read post]
7 Jul 2023, 6:12 am
Even with good health insurance, the cost of addiction services can be substantial. [read post]
6 Feb 2012, 7:10 am
According to a survey conducted by Cogent Research and sponsored by Fidelity Institutional Wealth Services (Fidelity), 76% of new independent financial advisers claim to be better off financially, and 64% of them were able to make that claim in the first six months of going independent. [read post]
11 Nov 2008, 3:35 pm
Ringler Radio host, Larry Cohen welcomes Ron McHugh, Senior Vice President & General Manager of Fixed Products for John Hancock Financial Services, Inc. and Betty Gregware, Sales Executive and Certified Structured Settlement Consultant with John Hancock Structured Settlements, to discuss the importance of financial strength of the insurance industry in these uncertain economic times. [read post]
24 Oct 2022, 6:20 am
Columbia-based Lee & Associates, the largest broker-owned commercial real estate services firm in North America, responded to the urgent needs of Hurricane Ian victims by rallying its network to solicit both financial donations and human capital support to assist with clean-up and rebuild operations. [read post]
24 Jan 2016, 8:42 pm
Financial Services Patent Claims Invalid By Joseph Herndon -- On January 20, 2016, the Federal Circuit issued an opinion in the case captioned Mortgage Grader, Inc. v. [read post]
2 Jan 2024, 8:18 am
These are in addition to other available services. [read post]
18 Jul 2014, 5:23 pm
These new deficiencies in Fiscal Service’s information systems controls, along with unresolved control deficiencies from prior audits, collectively represent a significant deficiency in Fiscal Service’s internal control over financial reporting. [read post]
12 Jul 2021, 7:52 am
Financial Services as a Test Case for Sector-Specific Norms One fruitful starting point for expert consultations is to focus on garnering agreement about acceptable cyber behavior affecting the financial sector. [read post]
1 Oct 2019, 6:53 am
As previously advertised, this month’s financial services breakfast briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
4 May 2020, 8:45 pm
On 1 May 2020, there was published on legislation.gov.uk The Financial Services and Markets Act 2000 (Regulated Activities) (Coronavirus) (Amendment) Order 2020. [read post]
After the Dust Settles on Gross v. FBL Financial Services, When Does Burden Shift on Discrimination?
4 Aug 2009, 8:12 am
FBL Financial Services, that the burden of proof in age discrimination cases. [read post]
9 Feb 2012, 6:47 pm
Today, Jon Walker tweeted that “No one man has done more to protect the power of the financial elites than President Obama. [read post]
19 Dec 2019, 2:51 pm
Cornide has reportedly been employed by UBS Financial Services since 2005, and works out of the firm’s Coral Gables, Florida office. [read post]
12 Dec 2020, 7:45 am
Magill was a dually registered and licensed financial advisor with Foreside Fund Services and as a Registered Investment Adviser with WBI Investments, Inc. out of Boca Raton, Florida. [read post]