Posts tagged with: "financial+services"
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27 Jul 2022, 6:31 am
Clearing members are financial institutions that access clearing services. [read post]
27 Jul 2022, 6:31 am
Clearing members are financial institutions that access clearing services. [read post]
18 Oct 2018, 12:20 pm
Former Financial Adviser Now Facing Years in Prison for $20M Investor Fraud Dawn Bennett, an ex-financial adviser and the operator of Bennett Financial Group Services, has been convicted of 17 criminal charges, including securities fraud, conspiracy, bank fraud, wire fraud, and making false statements on a loan application. [read post]
19 Aug 2010, 12:35 pm
That means they use alternative financial services—such as payday lenders and check-cashing houses—that charge much higher fees because they require “little or no documentation. [read post]
7 Aug 2023, 2:00 am
Predatory conduct that targets the families of fallen American service members will be met with the full force of the Justice Department. [read post]
6 Feb 2020, 3:58 pm
You may get financial assistance for pain and suffering, future medical bills, lost wages from missing work, psychological help, and other costs. [read post]
13 Feb 2019, 2:00 am
A financial wellness program would be no exception, offering insights into their financial concerns, pressures, and attitudes and what types of services or information they’d find helpful in addressing them. [read post]
19 May 2011, 12:46 pm
The Notice of Financial Determination always comes within 1-2 weeks of your application. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
In order to do so both effectively and efficiently, institutional investors often leverage their resources by using the services of a proxy advisor. [read post]
Testimony at the Committee on Financial Services hearing: “Oversight of the Proxy Advisory Industry”
20 Jul 2023, 6:31 am
In order to do so both effectively and efficiently, institutional investors often leverage their resources by using the services of a proxy advisor. [read post]
29 Jun 2017, 9:56 am
Macro-financial risks to the financial system could also result from increased interconnectedness and dependence on third-party service providers, the FSB states. [read post]
16 Jun 2011, 9:11 am
Herbert Smith targets growth in regulatory advisory work following hire of Taylor Wessing's financial services regulatory head Clive Cunningham, who will join the firm this fall. [read post]
25 Dec 2019, 11:00 pm
The justices have agreed to consider the following question: Whether the Committee on Financial Services and the Intelligence Committee of the U.S. [read post]
13 Jan 2012, 10:26 am
Financial scams targeting the elderly have increased significantly over the past decade. [read post]
11 Jul 2022, 7:49 am
European Union lawmakers appear close to finalizing a number of legislative proposals that aim to reform the EU’s financial-regulation framework in response to the rise of cryptocurrencies. [read post]
15 Sep 2024, 1:13 pm
The immediate financial impact of an accident can include: Medical Expenses Short-term medical expenses can include emergency services, doctors’ visits, hospital stays, surgery, medication, and rehabilitation. [read post]
11 Jun 2020, 1:13 am
This webinar series will explore these issues from several perspectives, with views and insights from our financial services regulatory and financial restructuring and insolvency lawyers, and professionals from some of the global accountancy firms with whom we work regularly. 17 June: Non-performing loans For the first webinar in the series we will be joined by members of KPMG’s restructuring group to provide an update on the impact of the COVID-19 crisis on the… [read post]
6 Jun 2021, 7:01 am
For example, the financial services firm Western Union was identified as conducting business in Cuba. [read post]
31 May 2021, 7:38 am
New York Financial Adviser Has Multiple Customer Disputes on Record The Financial Industry Regulatory Authority (FINRA) has suspended ex-MML Investors Services LLC broker Adam Gerard Belardino. [read post]
7 Dec 2022, 9:51 am
The FCA is consulting on the following In order to operationalise the new gateway: how the FCA will assess applicants at the gateway; the basis for the FCA granting or refusing an application; a bi-annual reporting requirement for firms that are given permission to approve financial promotions; a requirement that firms that are granted permission to approve financial promotions must notify the FCA when they approve, or amend or withdraw approval of, a financial… [read post]
