Posts tagged with: "financial+services"
Results 3161 - 3180
of 83,554
Sorted by Relevance
|
Sort by Date
8 Jul 2015, 9:46 am
” The GAO concludes that “[a]bsent a change in financial incentives, potentially inappropriate spending on drugs may continue. [read post]
3 Sep 2024, 3:00 am
Trends & Insights provides the latest in news articles and insight documents on trending areas for financial service organizations. [read post]
4 Aug 2009, 2:13 am
On 27 July 2009, the Financial Services Authority (the FSA) issued PS09/14: "The approved persons regime - significant influence function review" (the Policy Statement) confirming that it will extend the approved persons regime for those that perform a 'significant influence' function at firms. [read post]
28 May 2009, 6:07 am
The European Commission has adopted a Communication on Financial Supervision in Europe aimed at driving European recovery in the financial sector (the Communication).The Communication, amongst other things, proposes reforms to the current financial services committees with the creation of a European Systemic Risk Council (ESRC), a European System of Financial Supervisors (ESFS), and European Supervisory Authorities (ESA). [read post]
19 Apr 2018, 2:22 am
A limited number of BTS will be relevant to financial services firms or activities that are the responsibility of more than one UK regulator. [read post]
24 Aug 2015, 9:49 am
The Consumer Financial Protection Bureau (CFBP) recently took action against a payment processing company, Paymap Inc. [read post]
4 Jun 2009, 4:34 pm
According to New Hampshire securities regulators, UBS Financial Services Inc., a unit of UBS AG, misled investors regarding complex securities that were issued by Lehman Brothers before the latter filed for bankruptcy protection in 2008. [read post]
9 Oct 2010, 3:00 am
Those expenses would include the following: Rent or Mortgage Gas and Electric Water and Sewage Basic Telephone (excluding long distance) Trash Collection Other (which may include internet services, cable, or cell phone, etc.) [read post]
3 Dec 2008, 3:40 pm
Letter from Chrysler Chairman Bob Nardelli to House Services Chairman Barney Frank and Ranking Member Spencer Bachus GENERAL MOTORS: General Motors Corporation Business Plan as Submitted to the House Financial Services Committee on December 2, 2008 [read post]
8 Sep 2023, 5:30 am
NEW YORK STATE DEPARTMENT OF CIVIL SERVICE ANNOUNCES ONLINE CIVIL SERVICE EXAMINATION NOW AVAILABLE TO PURSUE PUBLIC SERVICE CAREERS AS ATTORNEYS The New York State Department of Civil Service (DCS) has announced that individuals interested in a career as an attorney in New York State public service can now apply and complete the Legal Specialties exam online. [read post]
8 Sep 2023, 5:30 am
NEW YORK STATE DEPARTMENT OF CIVIL SERVICE ANNOUNCES ONLINE CIVIL SERVICE EXAMINATION NOW AVAILABLE TO PURSUE PUBLIC SERVICE CAREERS AS ATTORNEYS The New York State Department of Civil Service (DCS) has announced that individuals interested in a career as an attorney in New York State public service can now apply and complete the Legal Specialties exam online. [read post]
22 Jul 2021, 8:55 pm
The FCA has issued a statement to address an error made during the on-shoring of the The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the FPO). [read post]
23 Mar 2011, 6:00 am
The agency’s stated mission is “to make markets for consumer financial products and services work for Americans” by ensuring that the price and risks associated with these products and services are “clear” and “visible. [read post]
17 May 2023, 11:30 am
Mass. securities regulators reportedly barred him from working as a financial advisor in Massachusetts. [read post]
28 Oct 2009, 11:25 pm
The four investment firms, Citigroup, AK Capital, National Financial Services, and Tradestation, agreed to the censures and fines but did not admit to or deny wrongdoing. [read post]
26 Nov 2008, 1:20 am
Related Web Resources: Securities Fraud Class Action Lawsuit Against Hartford Financial Services Group Inc. is Reinstated in Appeals Court, Reuters, November 17, 2008 N.Y. [read post]
25 Feb 2010, 3:08 pm
(b) Filing and Service. [read post]
9 Jun 2010, 8:20 am
The mistake was a breach of the financial service regulator’s Principle 10 and the Client Money Rules. [read post]
20 Jul 2016, 2:00 am
These include the character of the employment, length of service, age, experience, training, qualifications, and availability of similar employment. [read post]
22 Jul 2009, 12:39 am
[JURIST] The US House Financial Services Committee [official website] on Tuesday delayed action on legislation [HR 3126 materials] that would create a consumer financial protection agency, slowing progress on a key Obama administration project. [read post]
