Posts tagged with: "financial+services"
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15 Sep 2009, 5:56 am
As President Obama renewed his push for financial services regulatory reform during yesterday’s speech on Wall Street, new reports offered a glimpse of Congress’ potential timeline for action.It is widely expected that the House Financial Services Committee will act first, given that it is farther along in the legislative process than its Senate counterpart – the Banking, Housing and Urban Affairs Committee. [read post]
13 Jan 2023, 3:39 am
Reach technology-averse consumers not only through digital, but also non-digital, channels and teach them how to use digital tools to access financial services safely. [read post]
6 Jul 2011, 10:45 am
What does the path of financial reform say about legislative and regulatory process? [read post]
22 Feb 2012, 9:55 pm
The agreement requires that the servicers provide $20 billion in financial relief to borrowers. [read post]
3 Feb 2015, 5:17 pm
News release: “Attorney General Eric Holder announced today that the Department of Justice and 19 states and the District of Columbia have entered into a $1.375 billion settlement agreement with the rating agency Standard & Poor’s Financial Services LLC, along with its parent corporation McGraw Hill Financial Inc., to resolve allegations that S&P had engaged in a scheme to defraud investors in structured financial products known as Residential… [read post]
7 Aug 2009, 2:51 pm
News release: "The Federal Financial Institutions Examination Council members recognize that entities servicing first and subordinate liens on the same... [read post]
2 Oct 2007, 4:35 pm
Barney Frank (D-MA), Chairman of the House Committee on Financial Services, today announced that the committee will hold a... [read post]
18 Jul 2011, 10:11 am
In an alliance with the military Offices of the Judge Advocate Generals, the CFPB entered into an agreement to protect members of the armed services regarding consumer financial products and services. [read post]
8 Mar 2024, 11:24 am
The CFPB’s latest circular clearly targets lead generators and Operators that connect consumers to consumer financial products and services or operate comparison-shopping tools. [read post]
27 Jan 2016, 1:47 pm
According to a 2015 report on threats to the financial services sector, 41% of financial services organizations polled had experienced a data breach or failed a compliance audit in the previous year, and 57% listed preventing a data breach as their top IT priority. [read post]
30 Jan 2023, 9:41 am
His previous employers include MidAmerica Financial Services, Inc. [read post]
18 Nov 2010, 2:15 pm
November 18, 2010 ...VideosPanels 1 & 2: Panel 3: Congress began hearings into the foreclosure process by big banks effecting millions of American homeowners. [read post]
16 Dec 2021, 8:55 pm
Specifically the consultation considers three specific exemptions under the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (FPO): Certified high net worth individuals (Article 48 of the FPO). [read post]
22 Aug 2024, 2:14 pm
Tak's creation of the Trust by driving him to We the People and paying Yi for her services. [read post]
24 Sep 2024, 9:01 pm
The SEC oversees the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investor Protection Corporation (SIPC). [read post]
12 Feb 2025, 9:41 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Danielle Freeman (Freeman), previously associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. [read post]
24 May 2025, 6:25 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Raymond Hart (Hart), previously associated with Usaa Investment Services Company, has at least one disclosable event. [read post]
20 Mar 2025, 6:14 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Rocio Tapia (Tapia), currently associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. [read post]
14 Nov 2021, 6:40 am
Furthermore, PAF provides copay assistance and other financial services to help patients reduce their medical bills. [read post]
8 Sep 2019, 7:51 am
Barrios, formerly registered with UBS Financial Services Inc. [read post]
