Posts tagged with: "financial+services"
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11 Mar 2021, 7:07 am
Chris Willis, Co-Chair of Ballard Spahr’s Consumer Financial Services Group, hosts the conversation. [read post]
1 Jun 2011, 7:42 am
Michel Barnier, the European commissioner for the internal market and services, calls for trans-Atlantic unity on financial regulation ahead of a meeting with Treasury Secretary Timothy F. [read post]
29 Feb 2016, 7:13 am
On February 18, the Consumer Financial Protection Bureau issued a new policy statement on No-Action Letters. [read post]
28 Mar 2022, 1:09 pm
Community Service Project: This month’s service project is a suggested donation to Ukraine through the Ukrainian Cultural Center of New Jersey. [read post]
13 Oct 2017, 3:27 am
This Reuters article notes that Edgar could be at risk from “denial of service” attacks. [read post]
7 Dec 2023, 8:33 am
The key aim of the proposed requirements and expectations in the CP is to manage potential risks to the stability of, or confidence in, the UK financial system that may arise due to a failure in, or disruption to, the services that a CTP provides to one or more authorised persons, relevant service providers, and/or financial market infrastructure entities (FMIs) (either individually or, where more than one service is provided, taken together). [read post]
20 May 2016, 9:57 am
Brian Slagle On Wednesday May 18, 2016, the House Financial Services Committee’s Subcommittee on Financial Institutions and Consumer Credit held a hearing entitled “Examining the CFPB’s Proposed Rulemaking on Arbitration: Is it in the Public Interest and for the Protection of Consumers? [read post]
20 Jul 2011, 4:17 pm
HR 1315 is an omnibus piece of legislation that includes three bills approved by the House Financial Services Committee. [read post]
3 Jul 2018, 8:00 am
We streamline our administration to better respond to requests and Countrywide financial wellness plan members get priority service. [read post]
3 Jul 2018, 8:00 am
We streamline our administration to better respond to requests and Countrywide financial wellness plan members get priority service. [read post]
23 Nov 2010, 9:41 am
Image via CrunchBaseDow Jones & Co. has received undisclosed, but "substantial" damages from Briefing.com, a Chicago-based financial news Web site that admittedly infringed on Dow Jones' copyrighted material and violated the "hot news" doctrine, according to a Dow Jones news release.Dow Jones, part of Rupert Murdoch's News Corp. empire, sued Briefing.com in April 2010, in the U.S. [read post]
1 Apr 2019, 9:25 am
Intapp, a company that provides cloud enterprise software to legal, financial and other professional services firms, said today that it has acquired gwabbit, an enterprise relationship management and data quality management platform popular among larger law firms. [read post]
12 Sep 2022, 4:09 pm
On September 9, 2022, the California Department of Financial Protection & Innovation (the “DFPI”) released a Notice of Proposed Rulemaking Action that proposes to adopt regulations implementing the Student Loan Servicing Act (section 28100, et seq.) and the Student Loans: Borrower Rights Law (Civil Code section 1788.100, et seq.). [read post]
24 Sep 2020, 5:39 am
On 24 September 2020 the European Commission published its long-awaited draft regulation on digital operational resilience for the EU financial services sector (DORA). [read post]
21 May 2013, 3:31 pm
The Financial Industry Regulatory Authority (FINRA) has levied a $7.5 million fine against LPL Financial LLC (LPL) for a series of email system failures which prevented LPL from accessing hundreds of millions of emails and reviewing tens of millions of other emails. [read post]
5 Nov 2009, 10:48 am
Stifel Financial Corp., which has been expanding its Stifel Nicolaus & Co. retail-brokerage business, is about to make a push into serving registered investment advisers. [read post]
11 Jun 2010, 3:38 am
The FSA has recently published a consultation paper entitled "Competence and ethics" (CP10/12).The consultation paper sets out the FSA's proposals to strengthen and clarify its competence and ethics requirements for the financial services sector. [read post]
13 Mar 2017, 2:07 pm
All 34 Republican members of the Financial Services Committee of the U.S. [read post]
31 Oct 2023, 7:15 am
In some cases, a business or service provider may also choose to pursue a civil lawsuit to recover compensation for the losses suffered because of the theft of services, as well as “exemplary damages” that may be as much as three times the amount of their actual financial losses. [read post]
1 Sep 2017, 5:00 am
” When it comes to a secondary home, “It’s much more effective to sell the house and distribute the proceeds to the children,” says Ric Edelman, chairman and CEO of Edelman Financial Services. [read post]
