Posts tagged with: "financial+services"
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28 Dec 2012, 12:15 pm
Jeb Hensarling (R-TX), the new Chair of the Financial Services Committee in the 113th Congress has named the Chairs of the various Subcommittees, including Rep. [read post]
16 Oct 2024, 7:15 am
This service is ideal for couples who have more complex financial arrangements, such as pension sharing orders, businesses, and inheritance. [read post]
16 Jun 2015, 10:54 am
Smith we are committed to providing a unique set of support services to our clients that many law firms are financially unable to provide. [read post]
13 Sep 2018, 8:00 am
We Have Superior Services Countrywide is a firm believer in one on one service. [read post]
13 Jan 2020, 8:13 am
On 9 January 2020, the UK Parliament updated its webpage on the Financial Services Duty of Care Bill 2019-20 (the Bill). [read post]
28 Jul 2009, 5:16 am
The UK Financial Services Authority published Policy Statement PS09/13 on 24 July 2009 confirming that proprietary life insurance companies will no longer be able to use their with-profit funds to meet future compensation and redress payments.The new rules follow Consultation Paper CP09/09 which was issued earlier this year and proposed that shareholders alone should meet the cost of such failures amid fears that the current rules might not lead to the fair treatment of… [read post]
16 Jul 2024, 8:00 am
Third-Party Service Provider Risk Management Oversight: Presentation Explore this presentation addressing compliance requirements for financial services institutions outsourcing products and services to an external third party. [read post]
15 Dec 2020, 2:23 pm
FINRA has also censured Tomlinson’s employer, New York financial services firm R.F. [read post]
25 Aug 2015, 10:41 am
Dopazo was registered with multiple firms including Keystone Capital, Cantella & Co., Raymond James Financial, Dreyfus Service Corp., Natwest Investor Services, Landmark Brokerage Services, MML Investors Services, and Massachussetts Mutual Life Insurance Co. [read post]
21 Oct 2014, 6:04 am
Parliamentary Committee on Economic and Monetary Affairs favorably reported out the nomination of Lord Jonathan Hill of the U.K. as Commissioner for Financial Services and Financial Stability by a vote of 45-13. [read post]
4 Jul 2023, 9:43 am
If firms decide to no longer provide services to UK consumers, the FCA expects them to have in place orderly wind-down plans to minimise any impact on UK consumers. [read post]
17 Apr 2011, 3:06 pm
In terms of interesting law: • Use of a mark on financial services in the City of London was held to be use of "more than mere local significance" and so could give rise to a prior right to be relied upon in an objection under Article 8(4) of the Community Trade Mark Regulation (CTMR). [read post]
13 Apr 2020, 12:53 pm
Senator Elizabeth Warren, joined by a group of other Democratic Senators and Senator Bernie Sanders, sent a series of letters to companies that service private student loans requesting “a detailed report of the steps your company is taking in response to the COVID-19 pandemic and economic emergency to mitigate the financial burden facing your student loan borrowers. [read post]
15 Apr 2025, 6:18 am
Other RR pick up the phone and offer service, but [REDACTED] insist Ms. [read post]
16 May 2013, 6:21 am
In our paper, Sovereign Debt, Government Myopia, and the Financial Sector, forthcoming in the Review of Financial Studies, we attempt to address these issues. [read post]
8 Oct 2015, 11:57 am
When questioned on the issue last week at a House Financial Services Committee hearing, Director Cordray indicated that the CFPB would issue guidance. [read post]
6 Sep 2017, 7:21 am
On September 5, the Consumer Financial Protection Bureau (CFPB) published a blog post regarding what to do in the event of a natural disaster like Hurricane Harvey. [read post]
5 Nov 2019, 4:53 am
As previously advertised, this month’s financial services briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
5 Nov 2019, 4:53 am
As previously advertised, this month’s financial services briefing will take place tomorrow in the form of a webinar rather than a seminar. [read post]
27 Feb 2019, 5:59 am
On 26 February 2019, the European Commission published for consultation the draft text of its Implementing Decision on the recognition of the legal, supervisory and enforcement arrangements of Japan for derivatives transactions supervised by the Japan Financial Services Agency as equivalent to the valuation, dispute resolution and margin requirements of Article 11 of the European Market Infrastructure Regulation. [read post]
