Posts tagged with: "financial+services"
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12 Sep 2013, 4:22 am
Resolution of an impasse in collective bargaining may be referred to a financial restructuring board in lieu of referral to existing interest arbitration panel Chapter 67 of the Laws of 2013 Chapter 67 of the Laws of 2013 amended the State Finance Law, the Local Finance Law and the Civil Service Law with respect to financial restructuring boards for local governments. [read post]
10 Feb 2012, 7:45 am
He concludes that because of the way HAMP is structured a mortgage service company has no financial incentive to modify home mortgages. [read post]
13 Nov 2017, 11:45 am
The CFPB has filed a lawsuit in a California federal district court against Freedom Debt Relief (FDR) and its CEO for alleged violations of the Consumer Financial Protection Act (CFPA) and the Telemarketing Sales Rule (TSR). [read post]
30 Nov 2018, 1:41 pm
Chase have filed their second FINRA arbitration claim against Independent Financial Group alleging its broker recommended the services of an individual who was running a Ponzi scheme. [read post]
17 Apr 2017, 1:24 pm
Department of Education Secretary Betsy DeVos withdrew various memoranda issued by the Obama Administration ED Secretary and the ED’s Financial Student Aid Division (FSA) that provided policy direction for a new federal student loan “state-of-the-art loan servicing ecosystem” to be procured by the ED. [read post]
7 Oct 2008, 7:58 am
Just what it means for trade secrets and the issues covered on this blog is anyone's guess at this point.Nevertheless, for your edification, we are linking to a piece prepared by one of our colleagues concerning "What Banks, Financial Institutions, Investors And Service Providers Need To Know About The Emergency Economic Stabilization Provisions of H.R. 1445. [read post]
6 Sep 2017, 7:50 am
Credit repair services cause significant headache for the financial services industry. [read post]
9 Dec 2011, 2:50 pm
Statutory audit refers to the mandatory annual audit of companies and is aimed at providing an accurate reflection of the veracity of a company's financial statements to stakeholders.The Commission would allow audit firms to provide services across the EU and to require all statutory auditors and audit firms to comply with international auditing standards when carrying out financial statement audits. [read post]
10 Feb 2021, 8:50 pm
On 9 February 2021, the European Supervisory Authorities (ESAs) published a letter they had sent to the Chair of ECON, the President of the ECOFIN Council and the EU Commissioner in charge of Financial stability, financial services and capital markets. [read post]
3 Dec 2021, 1:29 pm
Her previous employers include Wells Fargo Clearing Services, LLC, CRD 19616, of Tampa, FL, Cetera Investment Services, (CRD#:15340) of Newport Richey, Florida, and Wells Fargo Advisors, LLC (CRD#: 19616) of Ellenton, Florida. [read post]
2 Mar 2018, 12:17 pm
CFPB Expands Call for Evidence with Additional RFIs The CFPB has now issued six RFIs as part of Acting Director Mulvaney’s Call for Evidence Regarding Consumer Financial Protection Bureau Functions, which we have previously covered. [read post]
27 Jan 2014, 5:55 am
Also, file a complaint with the Florida Office of Financial Regulation. [read post]
9 Oct 2012, 10:35 am
Services can cost between $1.50 per month to $30 per year to a $300 one-time fee. [read post]
24 Apr 2019, 2:30 am
The extension of Article 50 is welcome in this regard but preparations a full range of Brexit scenarios are still required; during a transitional period, the FCA will continue to be an active member of ESMA and work closely with its EU27 counterparts on legislation that is in development; the UK and the EU has generally not differed is their agreement on the objectives sought by financial services regulation, which will not change with Brexit; and if the UK is left to its own… [read post]
19 Dec 2016, 7:56 am
Allstate Financial Services neither admitted nor denied Finra’s findings, according to the settlement. [read post]
28 Jun 2024, 6:10 am
These are known as a financial performance representation or “FPR”. [read post]
26 Jul 2010, 3:51 am
However, it is possible to draw a few conclusions based on the information given:- prudential regulation of insurers will be undertaken by the Prudential Regulatory Authority (PRA), a subsidiary of the Bank of England;- insurers' consumer-focused activities will be regulated by the Consumer Protection and Markets Authority (CPMA) (although this is described in the consultation paper as a "working title"), meaning that retail insurers will effectively have two regulators;- insurance… [read post]
12 Jan 2011, 2:51 pm
"This strong financial support will allow us to pursue several growth initiatives and further differentiate the Ivize service offerings in our 14 regional markets," said Ron Self, president and CEO. [read post]
12 Jan 2011, 2:51 pm
"This strong financial support will allow us to pursue several growth initiatives and further differentiate the Ivize service offerings in our 14 regional markets," said Ron Self, president and CEO. [read post]
5 Sep 2019, 5:50 am
Alan Kaplinsky, who leads the firm’s Consumer Financial Services Group, moderated the webinar. [read post]
