Posts tagged with: "financial+services"
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18 Jan 2012, 12:36 pm
Arrow Financial Services LLC (covered earlier here), which considers whether federal-question jurisdiction exists under 28 U. [read post]
18 Apr 2007, 8:36 pm
Today the House Foreign Affairs Subcommittee on Terrorism, Nonproliferation and Trade and the House Financial Services Committee's Subcommittee on Domestic and International Monetary Policy, Trade,... [[ This is a content summary only. [read post]
15 Mar 2014, 10:35 am
The Fiscal Times: Shrinking Law Schools Face Financial Devastation, by Jonathan Beer: The depressing state of the legal job market has caused applications to law schools to decline precipitously, resulting in a shortage of attorneys providing services to low-income clients and a glut of attorneys elsewhere. [read post]
22 Apr 2018, 7:55 pm
This applies to all financial services entities regulated by ASIC. [read post]
27 Oct 2011, 4:58 am
Indeed, later on, the Note makes clear that the world's economic and financial system ought to be "at the service of the real economy," underscoring this preference. [read post]
7 Aug 2024, 8:25 am
The FCA will also consider firms’ compliance with regulatory requirements, including the financial promotions regime, as part of any application to be authorised under the future financial services regulatory regime for cryptoassets. [read post]
5 Jun 2017, 1:52 pm
Kohn’s testimony before the House Financial Services Committee. [read post]
12 Jun 2018, 9:55 am
On 11 June 2018, the FCA published a Dear CEO letter concerning crypto-assets and financial crime. [read post]
1 Jul 2012, 10:47 pm
In California, reports can be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
1 Jul 2012, 10:47 pm
In California, reports can be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
25 Mar 2014, 6:20 am
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
30 Jan 2008, 11:53 am
As mentioned a couple months ago, some countries had expressed concerns that China was placing restrictions on foreign providers of news-related financial information services. [read post]
22 Aug 2009, 6:21 am
Picture by Brooks Elliott Financial budgets — who needs them?! [read post]
2 Feb 2016, 4:00 am
H.C.), at p. 145, and focus on the circumstances of the employee: the character of their employment, their length of service, their age, and the availability of similar employment, having regard to their experience, training, and qualifications. [read post]
25 May 2023, 8:57 am
This includes that the information provided explicitly states what investor protections are lost/not applicable when investing in a product and/or service deemed to be out of scope of financial regulation. [read post]
7 Feb 2024, 9:10 am
Advisory Group Equity Services – FINRA Claims According to D. [read post]
29 Aug 2007, 8:53 am
On August 27, the Center for Medicare and Medicaid Services (CMS) issued final regulations prohibiting physicians from referring Medicare patients for certain items, services and tests provided by businesses in which they or their immediate family members have a financial interest. [read post]
20 May 2009, 9:17 am
(USIS), the largest commercial provider of security investigation services to the federal government, a leading provider of pre-employment screening solutions, and a top provider of information services to the insurance industry, announced today the close of the financial transaction and acquisition of Labat-Anderson, Incorporated, a professional services firm serving government agencies in the areas of litigation support and information systems and… [read post]
14 Nov 2024, 2:48 am
Background The Government gave regulators new powers in 2023 to oversee the resilience of the services that certain third parties, known as critical third parties (CTPs), provide to the financial services sector. [read post]
9 Dec 2020, 8:15 am
If you have lost money with Ricardo Eboli or UBS Financial Services Inc. of PR, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
