Posts tagged with: "financial+services"
Results 3421 - 3440
of 76,785
Sorted by Relevance
|
Sort by Date
28 Jan 2011, 3:55 pm
However, it advocates a fundamentally new self-regulatory regime in the financial sector, which would focus explicitly on the issue of systemic risk prevention and impose responsibility to protect the broader public from financial crises directly on the financial services industry. [read post]
19 Apr 2018, 2:22 am
A limited number of BTS will be relevant to financial services firms or activities that are the responsibility of more than one UK regulator. [read post]
13 Feb 2025, 6:28 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devon Freeman (Freeman), previously associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. [read post]
14 Feb 2025, 6:33 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Christopher Chiampas (Chiampas), previously associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. [read post]
23 Mar 2025, 6:51 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Kyle Chapman (Chapman), previously associated with American Trust Investment Services, Inc., has at least one disclosable event. [read post]
13 Feb 2025, 6:18 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Devon Freeman (Freeman), previously associated with Northwestern Mutual Investment Services, LLC, has at least one disclosable event. [read post]
30 Jan 2025, 10:56 am
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Jorgenson (Jorgenson), currently associated with Wells Fargo Clearing Services, LLC, has at least one disclosable event. [read post]
24 Nov 2020, 12:02 pm
Department of Labor heard testimony from a representative of the American Institute of Certified Public Accountants (AICPA) Forensic and Litigation Services Fraud Task Force, who testified that “[i]t is estimated that 10% of elderly people in North America have already been victims of financial abuse with total reported yearly financial losses of over $2.9 billion. [read post]
25 Oct 2011, 12:55 am
On 20 October 2011, Mark Hobson, the Financial Secretary to the Treasury, announced the establishment of a new steering group whose aim is to develop a new, simple suite of financial products to help consumers navigate the financial services market. [read post]
17 Sep 2007, 11:51 pm
Legacy Financial Services Inc., an independent broker-dealer, has closed shop. [read post]
9 Oct 2010, 3:00 am
Those expenses would include the following: Rent or Mortgage Gas and Electric Water and Sewage Basic Telephone (excluding long distance) Trash Collection Other (which may include internet services, cable, or cell phone, etc.) [read post]
28 May 2009, 6:07 am
The European Commission has adopted a Communication on Financial Supervision in Europe aimed at driving European recovery in the financial sector (the Communication).The Communication, amongst other things, proposes reforms to the current financial services committees with the creation of a European Systemic Risk Council (ESRC), a European System of Financial Supervisors (ESFS), and European Supervisory Authorities (ESA). [read post]
31 Mar 2014, 3:20 am
The Board found the mark likely to cause confusion with the registered marks LION and LION CAPITAL for (in part) identical financial services. [read post]
19 Dec 2019, 2:51 pm
Cornide has reportedly been employed by UBS Financial Services since 2005, and works out of the firm’s Coral Gables, Florida office. [read post]
13 Sep 2011, 2:52 pm
But there are still crucial differences between the political economy of environmental law and the political economy of financial institution regulation: First, the negative externalities in financial institutions are more closely coupled with the very services that the public demands. [read post]
13 Sep 2011, 2:52 pm
But there are still crucial differences between the political economy of environmental law and the political economy of financial institution regulation: First, the negative externalities in financial institutions are more closely coupled with the very services that the public demands. [read post]
21 Dec 2018, 4:22 am
To gain access to PathfinderPLUS, please contact the financial services team. [read post]
20 Oct 2022, 1:16 am
With the declaration of crypto assets as a financial product, providers of crypto assets are left wondering whether they need to register as a financial service provider under the Financial Advisory and Intermediary Services Act, 2002. [read post]
1 Oct 2014, 4:12 pm
The open-data play by the Centers for Medicare and Medicaid Services was mandated under provisions of the 2010 health care overhaul. [read post]
4 Jun 2015, 7:56 pm
This puzzle is addressed in the framework of an emerging economy model in which households face shocks to trend growth rate, and a fraction of them are financially constrained, with no access to financial services. [read post]
