Posts tagged with: "financial+services"
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8 Feb 2022, 12:58 pm
His broker report indicates he has several other business activities including Couture Wealth Management, CWM Retirement Plan Services and Couture Wealth Management Insurance Agency. [read post]
11 May 2016, 7:08 am
Since inception, the PTAB has issued 324 decisions addressing whether at least one claim of the challenged patent is directed to a financial product or service as required for CBM review. [read post]
9 Jul 2009, 3:05 am
" The case is Bank of America Investments Services, Inc. v. [read post]
15 Aug 2018, 12:24 pm
SEC Charges Ameriprise Financial with Failure to Safeguard Client Assets According to a press announcement today, Ameriprise Financial Services Inc. will pay $4.5 million to settle SEC charges that it failed to safeguard retail investor assets from theft by its representatives. [read post]
30 Jan 2015, 10:48 am
The Consumer Financial Protection Bureau (CFPB) is a government organization, which accepts and assists with complaints about the following consumer product or service issues: Bank accounts or services Credit cards Money transfers Mortgages Student loans Vehicle or consumer loans The process is pretty simple. [read post]
27 Jun 2019, 12:42 pm
The law completely exempts from its coverage supervised financial organizations, financial institution holding companies, mutual holding companies, and their wholly- owned subsidiaries. [read post]
18 May 2010, 8:50 am
This was left as a comment on an article here about United First Financial (UFF) and their Money Merge Account (MMA). [read post]
20 May 2007, 11:38 pm
The Act requires financial services licensees that provide financial services to retail clients to have in place appropriate compensation arrangements. [read post]
28 Apr 2009, 4:47 pm
The Financial Services Committee for the House of Representatives voted to suspend the implementation of the new Good Faith Estimate (GFE) and Housing and Urban Development (HUD-1) Settlement Statement. [read post]
11 Jun 2009, 7:33 am
This morning, we’re listening in on the House Financial Services Committee hearing on Compensation Structure and Systemic Risk. [read post]
15 Nov 2017, 6:48 am
According to the Financial Industry Regulatory Authority, Cetera Investment Services LLC (CRD #15340, St. [read post]
21 Sep 2018, 7:52 am
Our latest Brexit video on Financial market infrastructure is available here. [read post]
17 Apr 2019, 9:18 am
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
26 Oct 2016, 12:37 pm
” The amendment consists of the addition of the following language to the guidance: The Bureau expects that the depth and formality of the entity’s risk management program for service providers may vary depending upon the service being performed-its size, scope, complexity, importance and potential for consumer harm – and the performance of the service provider in carrying out its activities in compliance with Federal consumer financial… [read post]
15 Jul 2015, 2:09 pm
The four guides deal with: Ways to receive money Checklist for opening a bank or credit union account Ways to pay bills (by check or money order, direct debit, online, or in cash) Selection of financial products and services (such as ATM cash withdrawals and debit card purchases) [read post]
2 Nov 2016, 7:58 am
Last Monday, October 24, Consumer Financial Protection Bureau (CFPB) Director Richard Cordray spoke on the Bureau’s approach to FinTech at Money 20/20, a conference focused on payments and financial service innovation. [read post]
3 Jan 2011, 1:37 pm
Financier Worldwide Magazine Barry A. [read post]
26 Jul 2016, 8:56 am
On 7 July 2016, the UK’s Financial Conduct Authority (FCA) issued finalised guidance for authorised UK financial institutions use of cloud services. [read post]
20 Oct 2022, 10:37 am
Ghana revceived previous financial assistance from the IMF through an extended credit facility arrangement from 2015 to 2019. [read post]
26 Mar 2014, 7:49 am
MishkinThe Senate Banking Committee’s subcommittee on Financial Institutions and Consumer Protection is holding a hearing today titled: “Are Alternative Financial Products Serving Consumers? [read post]
