Posts tagged with: "financial+services"
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25 Mar 2014, 6:20 am
This post is part of the Delaware law series, which is cosponsored by the Forum and Corporation Service Company; links to other posts in the series are available here. [read post]
10 Dec 2013, 2:48 pm
This conference brings together outstanding scholars from around the world in a unique interdisciplinary conversation with regulators, business people in financial services, and consumer advocates working on problems of consumer financial decision-making. [read post]
13 Sep 2011, 9:56 am
But with regard to authors, what their financial rewards will be is cloudy. [read post]
25 May 2023, 8:57 am
This includes that the information provided explicitly states what investor protections are lost/not applicable when investing in a product and/or service deemed to be out of scope of financial regulation. [read post]
22 Aug 2009, 6:21 am
Picture by Brooks Elliott Financial budgets — who needs them?! [read post]
29 Aug 2007, 8:53 am
On August 27, the Center for Medicare and Medicaid Services (CMS) issued final regulations prohibiting physicians from referring Medicare patients for certain items, services and tests provided by businesses in which they or their immediate family members have a financial interest. [read post]
2 Feb 2016, 4:00 am
H.C.), at p. 145, and focus on the circumstances of the employee: the character of their employment, their length of service, their age, and the availability of similar employment, having regard to their experience, training, and qualifications. [read post]
7 Feb 2024, 9:10 am
Advisory Group Equity Services – FINRA Claims According to D. [read post]
20 May 2009, 9:17 am
(USIS), the largest commercial provider of security investigation services to the federal government, a leading provider of pre-employment screening solutions, and a top provider of information services to the insurance industry, announced today the close of the financial transaction and acquisition of Labat-Anderson, Incorporated, a professional services firm serving government agencies in the areas of litigation support and information systems and… [read post]
9 Dec 2020, 8:15 am
If you have lost money with Ricardo Eboli or UBS Financial Services Inc. of PR, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
8 May 2010, 7:00 am
In Appellate Opinion On Expert Witness Financial Bias,John Bratt writes on the Court of Appeals of Maryland opinion addressing the extent to which expert witnesses who are retained solely for litigation may be forced to produce documentation of the amounts they earn providing expert witness services. [read post]
6 Dec 2011, 3:47 pm
At a Q&A during the AICPA conference on PCAOB and SEC developments, PCAOB Member Jay Hanson discussed the use pricing services to provide fair valuation measurements for financial instruments. [read post]
13 Apr 2017, 8:10 am
A New York lender licensing proposal that threatened to create new regulatory burdens for financial service providers and to potentially adversely affect credit availability to New York residents and businesses, has been removed from a New York State budget bill. [read post]
14 Jun 2011, 6:26 pm
Fidelity National Financial, Inc., through its subsidiaries, provides title insurance, specialty insurance, claims management services, and information services in the United States. [read post]
22 Jun 2009, 10:20 am
The plan also proposes a new Consumer Financial Protection Agency with broad federal powers over consumer financial products and services, regardless of whether such products and services are offered through a bank. [read post]
4 Dec 2017, 2:36 pm
The European Commission (“EC“) published on December 1, 2017 a report on the follow-up to its call for evidence on the EU regulatory framework for financial services. [read post]
20 Nov 2013, 12:04 am
The plaintiffs subsequently filed proof of service on Lin via email. [read post]
5 Jan 2023, 6:28 am
The professional services exclusion has been broadly enforced to encompass professional services in many industries, including law, accounting, financial, engineering, architectural, design, real estate, insurance, and marketing services, among others. [read post]
7 Jun 2019, 6:10 am
A more decentralised financial system may reinforce the importance of an activity-based approach to regulation, particularly where it delivers financial services that are difficult to link to specific entities and/or jurisdictions. [read post]
15 Nov 2023, 10:02 am
In the second case, a FINRA arbitration panel in Boston, Massachusetts, awarded an investor $280,000 in damages, finding that brokerage firm Ages Financial Services, LTD was liable for not properly informing the investor about the risks of GWG L Bonds. [read post]
