Posts tagged with: "financial+services"
Results 3601 - 3620
of 76,785
Sorted by Relevance
|
Sort by Date
4 Apr 2012, 7:14 am
It’s worth noting that for all of the poor homeowners here unfortunate to have Ocwen Financial servicing their loans: you’re in the same boat as a lot of people. [read post]
1 May 2019, 12:07 pm
This program will also discuss unique issues and developments in the health care and financial services industry. [read post]
30 Nov 2018, 1:41 pm
Chase have filed their second FINRA arbitration claim against Independent Financial Group alleging its broker recommended the services of an individual who was running a Ponzi scheme. [read post]
8 Jan 2015, 9:05 am
In California, reports can also be made to the local county Adult Protective Services Agency or to local law enforcement. [read post]
31 May 2012, 4:34 am
House Financial Services committee members sit in the tiers of raised chairs, while those testifying a... [read post]
13 Dec 2010, 8:07 am
Financial Services and Healthcare M&A activity was not as strong as expected with a sizeable decrease in both deal value and volume, year on year. [read post]
24 Apr 2019, 2:30 am
The extension of Article 50 is welcome in this regard but preparations a full range of Brexit scenarios are still required; during a transitional period, the FCA will continue to be an active member of ESMA and work closely with its EU27 counterparts on legislation that is in development; the UK and the EU has generally not differed is their agreement on the objectives sought by financial services regulation, which will not change with Brexit; and if the UK is left to its own… [read post]
7 Oct 2024, 6:13 am
Ilison highlights the act’s increased coordination demands across silos, noting, “The financial services sector is extremely mature and very alert to risk. [read post]
13 Nov 2017, 11:45 am
The CFPB has filed a lawsuit in a California federal district court against Freedom Debt Relief (FDR) and its CEO for alleged violations of the Consumer Financial Protection Act (CFPA) and the Telemarketing Sales Rule (TSR). [read post]
17 Apr 2017, 1:24 pm
Department of Education Secretary Betsy DeVos withdrew various memoranda issued by the Obama Administration ED Secretary and the ED’s Financial Student Aid Division (FSA) that provided policy direction for a new federal student loan “state-of-the-art loan servicing ecosystem” to be procured by the ED. [read post]
27 Jan 2014, 5:55 am
Also, file a complaint with the Florida Office of Financial Regulation. [read post]
6 Sep 2017, 7:39 am
The bill would also provide that the Consumer Financial Protections Bureau (CFPB) cannot exercise supervisory or enforcement authority over attorneys engaged in the practice of law who do not offer or provide consumer financial products or services. [read post]
23 Nov 2016, 1:26 pm
From August 2015 through October 2016, DiGaetano was associated with Summit Brokerage Services, Inc. [read post]
5 Jan 2011, 2:33 pm
The Treasury Department announced yesterday that the Consumer Financial Protection Bureau and the Conference of State Bank Supervisors signed a memorandum of understanding to establish a base of coordination and cooperation for the supervision of consumer financial services and products providers. [read post]
12 Jan 2015, 5:00 pm
Our law firm has filed an overtime lawsuit against Spectrum Financial Services, LLC pursuant to the Federal Labors Standard Act ("FLSA"). [read post]
25 May 2025, 6:24 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Jonathan Bourgeois (Bourgeois), currently associated with Wells Fargo Clearing Services, LLC, has been subject to at least one disclosable event. [read post]
7 Feb 2019, 1:21 pm
The post Who Are Fairview Health Services? [read post]
11 Jul 2018, 5:49 am
From 2011 to 2017, it was revealed that Glick misappropriated funds through the three financial services and accounting firms he owned in Orland Park, Illinois: Glick & Associates Ltd., Glick Accounting Services Inc., and Financial Management Strategies, Inc. [read post]
22 Jan 2021, 8:35 am
Hammond was registered with MSI Financial Services. [read post]
3 Aug 2018, 6:49 am
Such disclosures on a broker’s record can reveal a financial incentive for the broker to recommend high commission products or services. [read post]
