Posts tagged with: "financial+services"
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14 Aug 2019, 7:16 am
Investment Advisory Services offered through SCF Investment Advisors, Inc. 155 E Shaw Ave., Suite 102, Fresno, CA 93710 * (800) 955-2517. [read post]
5 Sep 2019, 5:50 am
Alan Kaplinsky, who leads the firm’s Consumer Financial Services Group, moderated the webinar. [read post]
21 May 2018, 1:41 pm
FinCEN has taken steps to clarify and refine implementation of the CDD Rules, issuing (1) FAQs on April 3, 2018 and (2) a ruling on May 16, 2018 providing covered financial institutions with a limited 90-day exceptive relief from the obligations for financial products and services that are subject to automatic renewals, provided such products were established before May 11, 2018. [read post]
Former Financial Advisor Eric Vici BARRED from the Securities Industry by FINRA – Melbourne, Florida
17 May 2021, 11:35 am
He has also been affiliated with Primerica Financial Services, an affiliate of PFS Investments. [read post]
4 Mar 2025, 5:03 pm
NCUA should know better than to pretend that predatory financial inclusion is real financial inclusion. [read post]
6 Dec 2017, 3:34 pm
Generally speaking, we can think about three typical exit strategies: go public (IPO), sell to a strategic buyer, or sell to a financial buyer. [read post]
14 Jul 2010, 7:45 pm
These roles are in addition to its existing duties as the financial services regulator for deposit-taking facilities and other financial products and securities markets. [read post]
9 Dec 2020, 4:51 pm
For example, when consumers access a financial institution’s website and use mobile or online services, banks and credit unions collect information about their social media and browsing activities, type of computer or mobile device, and network address. [read post]
29 Oct 2009, 9:05 pm
The Kelowna General Hospital Foundation Advisor's Roundtable will be presenting free financial and estate planning seminar on Thursday, November 5, 2009 from 3:30 pm to 5:00 pm at the Missionwood Retirement Resort, 1075 Barnes Avenue, Kelowna, British Columbia.I will be speaking on powers of attorney and representation agreements.Laurie Bartley, financial planner, of Canaccord Financial Services Ltd. will also be giving a talk. [read post]
20 Jul 2011, 5:02 am
This means, in part, creating a level playing field where all providers of consumer financial products and services are subject to meaningful oversight to ensure that they play by the rules. [read post]
10 Jan 2019, 9:41 am
Although it involves a civil asset forfeiture arising from the petitioner’s criminal conviction, the case could have significant implications for consumer financial services companies facing fines and penalties sought by State attorneys general and regulators. [read post]
7 Jun 2010, 2:40 am
A Senate-passed bill that would broadly overhaul U.S. financial services regulation is the most likely model for House and Senate conferees as they prepare to hammer out their remaining differences on the broadest effort to restructure the banking system and the capital markets since the 1930s… Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
9 Feb 2018, 5:00 am
Overcharge – Instead of stealing outright, they might overcharge the victim for services or products that they use to gain extra money from them. [read post]
9 Feb 2018, 5:00 am
Overcharge – Instead of stealing outright, they might overcharge the victim for services or products that they use to gain extra money from them. [read post]
9 Feb 2018, 5:00 am
Overcharge – Instead of stealing outright, they might overcharge the victim for services or products that they use to gain extra money from them. [read post]
18 Jan 2012, 3:30 am
Other U.S. businesses are also eyeing Asian markets as a source of demand for their products and services. [read post]
13 Jun 2024, 9:01 pm
In addition, we’ve requested $8.4 million for needs supporting General Services Administration (GSA)-led real estate projects. [read post]
31 Oct 2023, 8:48 am
This includes both electronic and hardcopy records, and it may include records stored at the counterparty’s facility, in the cloud or with an offsite document storage service. [read post]
17 May 2023, 6:18 am
In designing these strategies, it is important that firms do not inadvertently miss out the panoply of consumer protection legislation which sits alongside regulatory requirements for financial services firms. [read post]
FSTB launches consultation on the proposed licensing regime for providers of OTC VA trading services
18 Feb 2024, 9:38 pm
On 8 February 2023, the Financial Services and the Treasury Bureau (FSTB) launched a consultation on legislative proposals to introduce a licensing regime to regulate providers of over the counter (OTC) trading services for virtual assets (VAs) (the Consultation). [read post]
