Posts tagged with: "financial+services" Results 4041 - 4060 of 76,785
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18 May 2008, 8:26 am
Image via Wikipedia The other day I heard a Feed The Pig public service announcement (”PSA”) on how Americans are generally spending more than they’re making. [read post]
15 Dec 2022, 7:00 am by Mike Habib, EA
Overall, business tax preparation services can be a valuable resource for companies in meeting their tax obligations and in maximizing their financial success. [read post]
11 Oct 2013, 10:05 am
Pending legislation in New York State would provide protection and compensation for whistleblowers who provide original information about violations of banking, insurance, and financial services laws to the New York State Department of Financial Services (“DFS”). [read post]
25 Sep 2018, 7:35 am by Staff Attorney
  Such disclosures on a broker’s record can reveal a financial incentive for the broker to recommend high commission products or services. [read post]
2 Feb 2021, 8:41 am by Silver Law Group
According to Kulch’s CRD Report, he was also operating Kulch Associates Inc., a tax preparation service, and Kulch Insurance Group LLC. [read post]
16 Dec 2009, 9:49 am by David Feldman
The PIPE Wire has confirmed what seemed true from other reports, that this permanent exemption has now passed the full US House of Representatives as part of the overall financial services reform package approved last week. [read post]
20 Nov 2009, 5:34 am
After weeks of debate on the various legislative pieces of a large-scale financial regulatory overhaul, the House Financial Services Committee was expected to complete its work this week. [read post]
8 Apr 2019, 6:46 am by Sarah E. Pruett
The legislation requires certain servicers to obtain licensure from the New York Department of Financial Services (“DFS”) in order to service student loans owed by New York residents. [read post]
13 Dec 2019, 2:58 pm by Amy Howe
The subpoena to Trump’s accounting firm, Mazars, came from the House Committee on Oversight and Reform, while the subpoenas to Deutsche Bank and Capital One, two of Trump’s lenders, came from the House Financial Services and Intelligence Committees. [read post]
4 Feb 2013, 9:18 am by Nathan D. Taylor
A due diligence process for selecting and managing third-party service provider relationships in connection with social media. [read post]
10 Aug 2009, 6:51 am
Check to see when your next scheduled payment is due Other general questions To access the listing of Structured Settlement Annuity Issuers and Their Customer Service Telephone Numbers simply click here The structured settlement broker or settlement planner who helped set up your structured settlement, or other qualified structured settlment brokers and settlement planners, may also be able to help with additional financial needs you wish to discuss. [read post]
1 Nov 2016, 10:08 am by Samuel F. Cullari
”  Other information in the sensitive information category includes children’s information, health information, and financial information. [read post]
10 Jul 2009, 5:17 am
The Financial Services Authority (FSA) has fined Richard Holmes, a director of insurance broker AIF Limited, £20,020 for control failings in relation to an appointed representative firm (AR).ARs do not need to be authorised for the role they carry out as an appointed representative. [read post]
11 Apr 2022, 5:24 am by Robert Field
Fewer facilities could mean that barriers to accessing health care services, especially in emergencies, become insurmountable. [read post]
8 Feb 2010, 3:16 am
The difficult market conditions and the consequent increased chance of insolvency of regulated entities prompted the Financial Services Authority (FSA) to carry out firm visits over the last 6 months to a range of investment and insurance broker firms to assess their compliance with the client money rules contained in the Client Asset Sourcebook (CASS) of the FSA Handbook. [read post]
10 Oct 2019, 5:38 am by Simon Lovegrove (UK) and Arup Sen
On 8 October 2019, the House of Commons’ Treasury Select Committee (Committee) published a letter (dated 16 September 2019) from Lyndon Nelson, Deputy CEO, PRA, following up on his appearance before the Committee on 24 July 2019, as part of its inquiry addressing IT failures in the financial services sector. [read post]
21 Aug 2018, 6:34 am by Simon Lovegrove (UK)
On 20 August 2018, the UK Government published a presentation setting out its views on the framework for the UK-EU partnership in financial services. [read post]
14 Jan 2014, 3:56 am by Christopher Nahas
If you are a public insurance adjuster in New York and you own or have a financial interest in a contracting, service or repair business that you refer clients to in relation to their claims, you must disclose this in writing or risk suspension or revocation of your license. [read post]