Posts tagged with: "financial+services"
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5 Jul 2011, 8:40 am
We have a stable of financial advisors to whom we refer our clients for these services and our clients have been very appreciative of that. [read post]
5 Jul 2011, 8:40 am
We have a stable of financial advisors to whom we refer our clients for these services and our clients have been very appreciative of that. [read post]
11 Apr 2011, 6:53 am
So let's love this bit of financial engineering beloved by finance professors a little cautiously.] [read post]
20 Mar 2012, 6:23 am
The Financial Industry Regulatory Authority (FINRA) has fined Citi International Financial Services, LLC ("Citi"), a subsidiary of Citigroup, Inc., $600,000 and ordered it to pay $648,000 in restitution for excessive markups and markdowns charged to customers on bond transactions. [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
19 May 2020, 10:00 pm
How can service providers and other vendors protect themselves as they navigate choppy economic waters? [read post]
25 Jun 2015, 4:33 am
Mortgage servicing. [read post]
18 May 2016, 1:11 pm
” The white paper recognizes that many innovations in financial services, such as those related to mobile wallets, distributed ledger technology, and marketplace lending, are taking place outside of the banking industry, often in lightly-regulated FinTech companies. [read post]
8 Oct 2019, 8:00 am
Countrywide Pre-Paid Legal Services offers a benefit to assist these beleaguered workers. [read post]
11 Jul 2019, 8:00 am
What is important to remember is that the Countrywide services will be there for the person as he or she reconstructs a better financial situation. [read post]
25 Feb 2009, 7:08 am
Electronic Related Financial Notes From Week Of February 23, 2009 Huron Stock Plunges on Q4 earnings Miss, Poor 2009 Outlook - [tinyurl.com] Sommer pointed to Huron's litigation support service, V3locity, as another potential bright spot because it offers document review services at a discounted, flat rate and could appeal to companies looking for ways to save money. [read post]
26 May 2015, 11:32 am
In 2007, LPL Financial Holdings, Inc., LPL’s parent company, expanded LPL’s broker-dealer business by acquiring other financial services firms and recruiting registered representatives from other broker-dealers. [read post]
3 Dec 2018, 1:19 pm
Read more » The post Contractor Drowns in Red Ink from Mistake Armed Services Board of Contract Appeals (ASBCA) Cannot Save From Termination for Default appeared first on Watson & Associates LLC. [read post]
5 Oct 2020, 9:33 am
A newsletter from FINRA says the name change “highlights our focus on customer service and helps distinguish FINRA Dispute Resolution Services from FINRA Enforcement for our external stakeholders, lawmakers and the media. [read post]
10 May 2011, 5:00 am
Sources: The House Financial Services Committee Starts A Blog, Wants To Entertain You in the NYtimes.com DealBreaker Twitter feed for the Financial Services Republicans YouTube Channel for the Financial Services Republicans Facebook page for the Financial Services Republicans The Bottom Line – The blog of the House Committee on Financial Services [read post]
23 Feb 2008, 12:31 pm
In respect of foreign financial service providers, "the Corporations Act also requires a person who carries on a financial services business in Australia to hold an Australian Financial Services Licence ... [read post]
