Posts tagged with: "financial+services"
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19 Apr 2011, 9:00 am
The Financial Services Authority, Britain's leading financial regulator, has issued an alert about mysterious New York law firm Cromwell & Goodwin. [read post]
4 Mar 2011, 6:58 am
Kobayashi, a former financial adviser at UBS Financial Services LLC, with misappropriating $3.3 million in a scheme that included bilking investors in a private investment fund he established. [read post]
15 Jul 2010, 5:48 am
Ethics Inquiry: The Office of Congressional Ethics is looking into fundraisers involving financial services companies that took place near the time of the House vote on financial reform, according to this article in The New York Times. [read post]
9 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has published its findings on an extensive review into the factors which determine failure or success when implementing technology change in the financial services sector. [read post]
11 Dec 2009, 3:21 am
The Dutch financial services group ING, which came close to collapse last year, said Friday that this month it would repay half of the 10 billion euros provided by the government during the height of the financial crisis. [read post]
26 Apr 2007, 5:04 am
Today I will be testifying before the United States House of Representatives, Financial Services Committee, Subcommittee on Financial Institutions and Consumer Credit, hearing on "Credit Card Practices: Current Consumer and Regulatory... [read post]
9 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has published its findings on an extensive review into the factors which determine failure or success when implementing technology change in the financial services sector. [read post]
24 Jan 2020, 1:16 pm
Some business people experiencing financial trouble, particularly those who operate service-based businesses, would like to use personal bankruptcy as a way of getting out of the financial hole without the need to close their business. [read post]
19 Nov 2017, 12:27 pm
Now that Richard Cordray is on his way out as director of the Consumer Financial Protection Bureau (CFPB), banking and financial services lobbyists are gearing up to attempt to unwind some of the bureau’s regulatory work and to put a... [read post]
13 Jan 2012, 2:28 am
The Dutch financial services group ING said Friday that it would not pay a dividend to shareholders until it had repaid all of the state aid it received during the financial crisis. [read post]
9 Mar 2021, 10:00 pm
The UK Financial Conduct Authority (FCA) has published its findings on an extensive review into the factors which determine failure or success when implementing technology change in the financial services sector. [read post]
27 Aug 2009, 2:29 am
The chairman of the British Financial Services Authority, Adair Turner, said he would back higher taxes for the financial sector to prevent institutions making excessive profits and to curb excessive pay. [read post]
17 May 2012, 1:42 pm
Securities and Exchange Commission, testified today before the Committee on Financial Services, U.S. [read post]
5 Dec 2011, 4:35 am
The Financial Services Authority on Monday fined HSBC £10.5 million for selling inappropriate financial products to elderly customers, the largest British penalty related to a retail product. [read post]
27 Mar 2008, 3:16 am
“The UK financial watchdog, the Financial Services Authority (FSA) has admitted it failed to regulate Northern Rock adequately. [read post]
16 Jun 2011, 7:04 pm
Sullivan & Cromwell, Wachtell, Mayer Brown, and Dutch firm Loyens & Loeff are advising on Capital One Financial's acquisition of the U.S. online banking unit of Dutch financial services giant ING Group. [read post]
15 Nov 2010, 5:47 am
Konczal explains that fees built into the structure of a servicing agreement give servicers a financial incentive to keep borrowers in default. [read post]
3 Jan 2013, 4:00 am
Law is not a career that one can simply set aside and pick up whenever it’s convenient to the lawyer – at least not without significant financial consequences. [read post]
27 Jun 2018, 3:58 pm
Eckstein has been registered at his own broker-dealer, Sisk Investment Services, Inc. [read post]
18 Nov 2024, 1:38 am
In particular, the Decision requires NCAs to report by 30 April 2025 the registers of information on contractual arrangements of the financial entities with ICT third-party service providers. [read post]
