Posts tagged with: "financial+services"
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14 Oct 2008, 5:07 am
As noted in this article in Information Weekly, these pending and proposed lawsuits are going to require financial services companies to produce reams of e-mail and other communications, not to mention transaction records and other financial data. [read post]
1 Feb 2019, 4:50 am
Under Section 223(1) of the Financial Services and Markets Act 2000, the FCA and the PRA must set an annual limit for the total management expenses which the FSCS can levy on financial services firms. [read post]
1 Sep 2015, 7:14 am
The firm hired Ed, with a background in financial services and product development, to help develop the commercial offering. [read post]
30 Apr 2012, 6:04 am
” The CFPB seeks comments by June 23, 2012, regarding the prevalence of arbitration clauses in consumer financial products and services; the types of claims brought by and against consumers in the financial services context; the effects on consumers and financial services companies of actual arbitrations; and how arbitration clauses affect consumers and financial services companies outside of arbitration. [read post]
8 Jun 2018, 5:55 am
The main theme of the speech is regulation and supervision of financial services work best when done consistently and in a spirit of close cooperation. [read post]
13 Dec 2010, 1:30 am
The proposals involved disbanding the Financial Services Authority and establishing the following three specialist regulators: • a macro prudential regulator, the Financial Policy Committee, within the Bank of England with no direct regulatory responsibility for any firms;• a micro prudential regulator, the Prudential Regulation Authority, a subsidiary of, but operationally independent from, the Bank of England; and• a conduct of business… [read post]
30 Mar 2008, 2:04 am
While these powers are more extensive than those available to the Financial Services Authority in the United Kingdom, the Council has recommended legislative changes that would give a statutory manager appointed by APRA additional powers, and provide APRA with greater flexibility in arranging a takeover by, or a transfer of assets and liabilities to, another ADI in a timely fashion. [read post]
10 Dec 2021, 8:45 pm
The PSR plans to give directions to implement its regulatory framework before the NPA goes live using its powers under the Financial Services (Banking Reform) Act 2013. [read post]
8 Feb 2023, 7:00 am
It is a proactive approach to managing your finances and can help you to make informed decisions about spending, investing, and other financial activities. [read post]
31 Mar 2022, 8:44 am
On 30 March 2022, the Financial Ombudsman Service (FOS) published their 2022/2021 Plans and Budget, setting out their plans to invest in change, reduce the time it takes to resolve cases, to become financially sustainable and to enable them to deliver a better service for customers. [read post]
11 Oct 2019, 2:00 pm
What business owners often overlook is the alternative financial technique known as a private equity recapitalization (recap). [read post]
28 Feb 2019, 3:23 am
In this issue we cover: UK and European overview Brexit: Financial Services Contracts Regime Brexit: EU Level 3 measures London financial services team client briefing: buy-side focus FCA Asset Management Market Study: FCA tightens the rules further VAT: Apportionment of a single supply between exempt and non-exempt activities Ireland update France: Spot controls by the Autorité des marchés financiers EU/UK regulatory roundup Australia:… [read post]
7 Sep 2015, 9:00 am
The post Pros and Cons of Professional Debt Relief Services appeared first on DCDM Law. [read post]
5 Apr 2013, 11:32 am
SIFMA, the Investment Company Institute, the Chamber of Commerce and the Financial Services Roundtable noted that the proposed Directive has substantial extraterritorial impact and introduces both a residency and issuance test for the taxation of financial transactions. [read post]
18 Jun 2010, 11:31 am
The service can then match large caches of pilfered passwords and payment card numbers with the organizations responsible for the compromised accounts and alert proper service providers, retailers, financial institutions, and law enforcement. [read post]
19 Jul 2024, 6:43 am
Start Your Divorce Online – £249 This service is the quickest and easiest way to get divorced. [read post]
18 Jun 2019, 7:23 am
Whistleblower programs are “an important check on a firm’s compliance,” according to a survey of nearly 200 “financial services executives. [read post]
21 Jan 2021, 3:03 am
Technology services companies (17%) were the most commonly charged industry. [read post]
6 Nov 2019, 8:44 am
These include the following financial services related inquiries: The future of financial services in the UK after Brexit; and Independent Review of the Financial Ombudsman Service inquiry. [read post]
17 Aug 2023, 7:11 am
Finally, the bulletin states that investors should consider it a red flag if an entity portrays non-audit services, such as proof of reserves reports, as equivalent, or superior, to audits meeting PCAOB standards. [read post]
