Posts tagged with: "financial+services"
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18 Jul 2007, 3:51 pm
Morgan Chase's Retail Financial Services Businesses. [read post]
21 Apr 2011, 3:10 pm
House Financial Services Chair Spencer Bachus has responded to recent remarks by Assistant Treasury Secretary Neil Wolin that the pace of the rulemaking under Dodd-Frank is appropriate. [read post]
14 Mar 2017, 3:30 am
So, allergies should trump service dog. [read post]
14 Mar 2017, 3:30 am
So, allergies should trump service dog. [read post]
27 Sep 2017, 11:31 am
In August the DBO announced that Melinda Lee was selected as the Financial Institutions Manager for the DBO’s new Student Loan Servicing Program. [read post]
9 Jun 2013, 10:24 pm
The TTIP has the potential to substantially boost economic growth and create U.S. jobs.Given the critical role that financial services plays in both the U.S. and E.U. economies, and the continuing prevalence of transatlantic barriers and insufficient regulatory coherence in the sector, said the Roundtable, the United States should include financial services market access and regulatory cooperation issues in the negotiations. [read post]
26 Apr 2010, 9:09 pm
” Greenwich Financial Services Distressed Mortgage Fund 3 LLC v. [read post]
5 Mar 2011, 3:05 pm
Aging parents and their caregiving children are in difficult financial economic times. [read post]
19 Aug 2008, 2:27 am
Moreover, the belief is implausible, given the velocity of change in the financial marketplace, the gulf between current consumer skills and those needed to understand today's complex non-standardized financial products, the persistence of biases in financial decisionmaking, and the disparity between educators and financial services firms in resources with which to reach consumers. [read post]
8 Feb 2016, 8:39 am
On February 4, the European Central Bank (“ECB“) published a response of the ECB and the national central banks of member states of the eurozone (Eurosystem) to the European Commission’s call for evidence on the EU regulatory framework for financial services. [read post]
26 Mar 2013, 7:09 am
The rule would define certain nonbank student loan servicers as “larger participants” and would allow the Bureau to oversee their activity for compliance with federal consumer financial laws. [read post]
19 Jun 2014, 3:35 pm
., already purchased items that may be excess due to subsequent changes in the services’ requirements) and has made progress towards its goals for reducing backorders (shortages of spare parts), but challenges remain. [read post]
5 Apr 2022, 8:50 am
These reviews will be assisted by the appointment of skilled persons to report on the matter, under section 166 of the Financial Services and Markets Act 2000. [read post]
28 May 2010, 9:00 am
Kenneth Starr, a New York financial advisor to the stars, was arrested and charged with wire fraud, fraud by an investment advisor, and money laundering for running a “Ponzi”-like scheme which caused his clients to invest over $30 million in a series of shell companies. [read post]
15 Jun 2018, 12:04 pm
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
7 Sep 2011, 12:13 pm
According to congressional records, Groom is representing Stout Risius Ross, Prairie Capital Advisors, Houlihan Lokey, Duff Phelps, ComStock Advisors, Columbia Financial Advisors, Chartwell Capital Solutions and Willamette Management Associates. [read post]
4 Jun 2021, 1:30 am
The facts in a Financial Services Tribunal debarment matter were that the financial services’ representative had certified certain documents as copies of the original without having seen the original documents. [read post]
24 Nov 2020, 9:13 am
On 23 November 2020, the Islamic Financial Services Board (IFSB) published its third set of FAQs on the following standards: Guiding Principles on Corporate Governance for Institutions Offering Only Islamic Financial Services (IIFS) (IFSB-3). [read post]
7 Apr 2020, 9:49 am
The FCA’s business plan 2020/2021 Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
10 Nov 2015, 3:52 pm
Fesum Ogbazion is the CEO and sole owner of Instant Tax Service (ITS) Financial, and his three companies: ITS Financial, Tax Tree and TCA Financial. [read post]
