Posts tagged with: "financial+services"
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23 Sep 2021, 9:13 am
Chris Willis, Co-Chair of Ballard Spahr’s Consumer Financial Services Group, hosts the conversation, joined by Mindy Harris, Of Counsel in the Group. [read post]
21 Oct 2010, 7:40 am
The CDFI Fund is intended to expand the capacity of financial institutions to provide credit, capital and financial services to underserved populations and communities across the U.S. [read post]
24 Oct 2009, 8:23 am
On Wednesday of this week, the House Financial Services Committee of the United States Congress voted for a bill to create a Consumer Financial Protection Agency (CFPA) by a vote of 39 to 29. [read post]
23 Jun 2010, 6:23 am
The Chancellor plans to dismantle the Financial Services Authority (FSA), the current UK integrated regulator of firms and markets, and the UK's tripartite system of regulation. [read post]
10 Jul 2017, 8:26 am
The Paper states that retail payment service providers (PSPs) other than regulated financial services providers such as banks and payment card networks are not currently subject to a comprehensive oversight framework. [read post]
27 Apr 2012, 1:55 pm
On April 24, the CFPB released a request for information to inform its study of the use and impact of arbitration clauses in consumer financial services agreements. [read post]
18 Aug 2012, 3:05 am
His practice concentrates on mergers and acquisitions, foreign investment, financial services, project finance, energy and environmental law matters and capital markets. [read post]
18 Feb 2016, 9:12 am
In San Diego County, we call this Family Court Services mediation. [read post]
13 Sep 2017, 3:00 am
If fee-only sounds like a good deal, you’ll understand why thousands of investors have gravitated toward their services. [read post]
23 Oct 2024, 9:01 pm
The Guidance focuses, in particular, on compliance obligations under the EAR’s General Prohibition 10 (GP 10),[5] which prohibits financial institutions and other persons from financing or otherwise servicing any item subject to the EAR with knowledge that a violation of the EAR has occurred, is about to occur, or is intended to occur and from supporting other specified activities that they know will involve certain WMD or military-intelligence programs.[6] Under GP… [read post]
16 Feb 2022, 2:02 am
We can guarantee that you will eventually be satisfied and content with the services of The Law Offices of Sean M. [read post]
10 Nov 2009, 7:16 am
The new draft legislation comes as the House Financial Services Committee has yet to complete its markup of similar legislation. [read post]
12 Aug 2021, 1:12 pm
However, the Guidance is applicable not only to financial institutions, but also applies to any third party service provider acting on a financial institution’s behalf. [read post]
6 Oct 2010, 4:33 pm
” Ironically, mutual funds, which were by far the most conservative of the financial services firms when it came to social media two years ago, have picked up the ball and run with it. [read post]
11 Nov 2011, 11:00 am
The Task Force found that different types of pricing sources provide a variety of services to issuers and auditors and that issuers’ use of third-party pricing information to value financial instruments varies. [read post]
30 Jul 2010, 11:15 am
As discussed in our post of June 17, the proposals would: (i) give the Bank of England the authority over macro-prudential regulation; (ii) establish a new prudential regulator, operating as a subsidiary of the Bank of England, that would regulate financial firms; and (iii) establish a new Consumer Protection and Markets Authority to regulate the conduct of financial firms providing services to consumers. [read post]
27 May 2020, 7:48 am
Do You Have Investment Losses With Ryan Botner Or MML Investors Services? [read post]
9 Nov 2020, 4:12 pm
Announces Second Quarter Financial Results. [read post]
27 Sep 2016, 6:54 am
” The bill contemplates that each agency would establish a “Financial Services Innovation Office” (FSIO) to support the development of financial innovations. [read post]
9 May 2011, 7:38 pm
Clara Shih, the CEO of a company that provides social media services to financial service business, wrote a nice article for the most recent edition of the ABA Banking Journal entitled "6 Steps Every Financial Professional Should Take Before Using Linkedin. [read post]
