Posts tagged with: "financial+services" Results 5221 - 5240 of 76,785
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11 May 2012, 9:00 am by Tom Kosakowski
Kamenshine previously was with the Citizenship and Immigration Services Ombudsman Office. [read post]
USA Financial Management Services, Inc.), Marlali Property Investment Company LLC, their subsidiaries or affiliates, must make and present their claims to the Receiver for those entities on or before DECEMBER 27, 2010 or be forever barred from participation in the distribution of the assets of the USA Retirement Receivership Estate. [read post]
25 Nov 2024, 4:05 pm by Staff Attorney
 Different types of securities accounts can offer different features, products, or services, and not all types of accounts or services would be in every investor’s best interest. [read post]
15 Oct 2020, 11:00 am by Lina Angelici
Background: When does an acquisition or disposition trigger financial disclosures? [read post]
30 Apr 2025, 12:33 am by Mark Keenan
Explore our Consent Order Services The post Consent Order Specialists: Meet the Team Drafting Your Financial Agreement appeared first on Divorce-Online. [read post]
30 Apr 2025, 12:33 am by Mark Keenan
Explore our Consent Order Services The post Consent Order Specialists: Meet the Team Drafting Your Financial Agreement appeared first on Divorce-Online. [read post]
”  The term “residential real estate-related transaction” includes “the making or purchasing of loans or providing other financial assistance (i) for purchasing, constructing, improving, repairing, or maintaining a dwelling” or (ii) secured by residential real estate. [read post]
24 Oct 2023, 6:51 am by Holly Buckley
Department of Health and Human Services (HHS) Office of Research Integrity (ORI) released a notice of proposed rulemaking to update the 2005 Public Health Service (PHS) Policies on Research Misconduct. [read post]
15 Jun 2018, 12:04 pm by Elizabeth Dalziel
Our regulatory practice group assists financial service providers with complex issues that arise in the course of their business, including compliance with federal and state laws and rules. [read post]
19 Aug 2008, 2:27 am
Moreover, the belief is implausible, given the velocity of change in the financial marketplace, the gulf between current consumer skills and those needed to understand today's complex non-standardized financial products, the persistence of biases in financial decisionmaking, and the disparity between educators and financial services firms in resources with which to reach consumers. [read post]
11 Jan 2016, 8:55 am by Malecki Law Team
To protect vulnerable elderly investors from financial abuse, FINRA had approved a rule in 2015 that enables investment firms to put temporary holds on fund disbursement and securities transactions, and notify a designated trusted contact if they have reasonable belief of financial exploitation. [read post]
It is believed that some of the following entities were controlled by Triton and involved in this fraud: Triton Services, LLC d/b/a Triton Realty Triton Capital Services, LLC d/b/a Triton Land Development Tvest Group, LLC Capvest, LLC Triton Sports Management, Inc. [read post]
10 Nov 2009, 7:16 am by Hunton & Williams LLP
The new draft legislation comes as the House Financial Services Committee has yet to complete its markup of similar legislation. [read post]
In August the DBO announced that Melinda Lee was selected as the Financial Institutions Manager for the DBO’s new Student Loan Servicing Program. [read post]
27 Apr 2012, 1:55 pm by BuckleySandler
On April 24, the CFPB released a request for information to inform its study of the use and impact of arbitration clauses in consumer financial services agreements. [read post]
16 Jun 2013, 11:20 am by James Hamilton
Senator Tom Udall (D-NM) has been named the Chairman of the Senate Appropriations Financial Services and General Government Subcommittee, which has jurisdiction over the annual funding for financial-related agencies including the Department of Treasury, the SEC, the CFTC and the Internal Revenue Service. [read post]
Miami Financial Advisor Accused of Making Unsuitable Recommendation in Northstar Global Advantage Select Products A customer of ex-Raymond James Financial Services stockbroker Alberto Valdes has filed a six-figure FINRA claim seeking damages for investment losses sustained in Northstar Financial Services (Bermuda), an off-shore entity that is now in liquidation. [read post]