Posts tagged with: "financial+services"
Results 5321 - 5340
of 76,785
Sorted by Relevance
|
Sort by Date
27 Jul 2009, 6:29 pm
The Corporations Legislation Amendment (Financial Services Modernisation) Bill 2009, if passed, will require margin lenders and advisers to obtain a licence and be subject to supervision and enforcement by ASIC. [read post]
3 Nov 2023, 8:10 am
Therefore, investing in financial wellness plans for your employees that include an asset inventory service can be a game-changer for them. [read post]
27 Jun 2018, 11:58 pm
Nash Davis is an Associate Attorney in the Corporate, Tax and Estate Planning Practice Group at BoltNagi PC, a full service business law firm serving the U.S. [read post]
11 Dec 2024, 9:48 am
A weekly subscription service published by an insurance compliance professional for insurance compliance professionals! [read post]
30 Jan 2009, 9:29 am
IMC Financial Services, LLC ("IMC") and American Financial Corp. d/b/a National Foreclosure Counseling Services ("NFC"), so-called mortgage "foreclosure consultants", both with offices in Florida, have been sued by Minnesota Attorney General Lori Swanson alleging that they targeted homeowners facing foreclosure with illegal up-front fees and empty promises to save their homes. [read post]
12 Jan 2014, 1:25 pm
Indeed, in the last few years, the commitments made in the G20 have been the roadmap for financial reform and ensuring that every financial product, every market and every activity is suitably regulated.At its latest summit, the G20 noted that all major jurisdictions have implemented new global capital standards under Basel 3; have completed frameworks for OTC derivatives to be traded on exchanges or electronic trading platforms, centrally cleared, and reported; have identified… [read post]
17 Mar 2022, 7:28 am
KLDiscovery Announces Fourth Quarter 2021 Financial Results appeared first on ComplexDiscovery. [read post]
19 May 2008, 12:50 pm
The Securities Industry and Financial Markets Association, SIFMA, offers a 2-hour CLE Legal Ethics Workshop on Tues., June 3, 2008, in New York City. [read post]
18 Nov 2016, 3:03 am
The Supreme Court’s decision is awaited at a time when the FCA wishes to improve the culture in financial services. [read post]
11 Mar 2015, 4:00 pm
PNC Financial Services Group Inc. intends to appeal an order to pay $390.5 million in damages from the alleged National Prearranged Services Inc. insurance scheme for prepaid funeral services. [read post]
5 May 2010, 11:21 pm
The European Union's financial services commissioner, Michel Barnier, vented his frustration with American-based credit ratings agencies Wednesday as Moody's Investors Service put Portugal on review for another possible downgrade that could make it more difficult for the country to service its debt. [read post]
3 Jan 2007, 4:07 am
CheckFree said the deal for Carreker, a Dallas-based provider of payments technology and consulting services for the financial services industry, will help it expand its [...] [read post]
30 Mar 2004, 8:11 pm
In international law news Tuesday, the European Parliament has approved the proposed Investment Services Directive and the proposed Transparency Directive which are expected to increase competition in the European market for financial services. [read post]
11 Sep 2014, 1:38 pm
Nelson, J.D.House Financial Services Committee Chairman, Jeb Hensarling (R-Tex.), gave a speech yesterday at The Allan P. [read post]
10 Oct 2011, 4:50 am
Corp Fin Updates Financial Reporting Manual (Again) Last week, Corp Fin updated its Financial Reporting Manual for issues related to reporting requirements in an acquisition or disposition made by a variable interest entity, subsidiary guarantee release provisions, transitional registration statement options for first-time IFRS adopters, as well as other changes. [read post]
3 Apr 2007, 12:03 pm
On Monday, New Century Financial filed for Chapter 11 bankruptcy protection in Delaware. [read post]
12 Jun 2012, 8:22 am
This week, former NBA star and all-around odd character Dennis Rodman was sentenced to three years of probation and 104 hours of community service after a court found him guilty of contempt for failing to pay child support, sources say. [read post]
9 Mar 2018, 7:18 am
The draft Regulation applies to those crowdfunding services entailing a financial return for investors. [read post]
28 Nov 2011, 4:14 am
An inquirer recently asked the New York Department of Financial Services Office of General Counsel (the “OGC”) whether (1) lunch bought for an insurance producer by an insurer qualifies as compensation to be disclosed under Regulation 194 (effective January 1, 2011); and (2) if it qualifies, how should an insurer maintain a record of the cost of that lunch when multiple producers are present at the lunch, but only one is the binding producer? [read post]
26 May 2022, 9:06 am
The Financial Services and Markets Bill was announced earlier this month in the Queen’s Speech. [read post]
