Posts tagged with: "financial+services"
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27 Oct 2020, 5:00 am
As a seasoned executive whose financial services career has spanned more than 16 years in wealth management and banking, Mellendick is responsible for building and leading the forthcoming Financial Partners division of SECU. [read post]
13 Jan 2020, 3:26 pm
Since 2003, Noonan’s legal practice has focused on consumer financial services, fair lending, privacy and consumer protection matters. [read post]
12 Apr 2021, 10:00 pm
The Financial Services Agency of Japan (FSA) recently submitted a bill to the National Diet of Japan including certain amendments to finance-related laws for purposes of strengthening Japan’s financial system and financial stability in response to social and economic changes caused by the COVID-19 pandemic. [read post]
15 Feb 2018, 9:11 am
As previously warned here, February 15, 2018 is the first annual deadline for individuals and companies licensed or otherwise authorized under the New York Insurance, Banking and Financial Services laws (defined as Covered Entities) to certify compliance with the Cybersecurity Regulation of the New York Department of Financial Services, unless an exemption applies. [read post]
28 Oct 2009, 10:28 am
The House Financial Services Committee passed H.R. 3818, the Private Fund Investment Advisers Registration Act, introduced by Congressman Paul E. [read post]
23 Jul 2007, 5:37 pm
These requirements apply to Australian financial services licensees who provide financial services to retail clients.Licensees with an AFS licence that commenced before 1 January 2008 must have insurance in place by 1 July 2008. [read post]
16 Mar 2010, 5:41 am
The Financial Services Authority (FSA), the Financial Ombudsman Service (FOS) and the Office of Fair Trading (OFT) have jointly published a discussion paper entitled "Consumer complaints (emerging risks and mass claims) (DP10/1)". [read post]
16 Mar 2010, 5:41 am
The Financial Services Authority (FSA), the Financial Ombudsman Service (FOS) and the Office of Fair Trading (OFT) have jointly published a discussion paper entitled "Consumer complaints (emerging risks and mass claims) (DP10/1)". [read post]
27 Mar 2020, 3:07 pm
Coronavirus and Data Protection: New York Department of Financial Services had extended the deadline for compliance with its cybersecurity requirements. [read post]
16 Oct 2018, 7:02 am
Innovation in financial technology is set to transform the delivery of financial services. [read post]
5 Jan 2012, 9:32 am
This launch fulfills the twin promises of the Dodd-Frank Act that the Bureau will have a singular focus on protecting consumers in the financial marketplace, and ensuring that large banks and non-bank financial firms are held to the same standards.The non-bank markets are large and significant, the Director emphasized, and provide valuable services to customers who lack access to other forms of credit. [read post]
3 May 2019, 4:04 pm
“Preserving and enhancing confidence in the quality of audit services is essential to the public interest and all Americans,” he stated. [read post]
16 Jan 2018, 8:50 am
They are individuals who deal with financial matters all the time and are ready to provide quality service. [read post]
9 Oct 2009, 12:20 pm
The six witnesses, each of whom represented a broad spectrum of the financial services industry, replied: The fiduciary standard. [read post]
29 Aug 2023, 7:37 am
” The report stated that shocks to particular sectors or regions “could reduce access to financial services by marginalized communities and people already underserved by the financial system. [read post]
9 Mar 2021, 7:20 am
The term financial technology (“FinTech”) has become prevalent over the last decade to refer to technological solutions employed by financial services firms to enhance the use and delivery of their products/services to customers. [read post]
4 Apr 2014, 7:37 am
We have helped to form hundreds of commercial business entities, Limited Liability Companies and have provided legal services for contract agreements, construction litigation, real estate brokers, financial institutions and partnerships. [read post]
4 Apr 2014, 7:37 am
We have helped to form hundreds of commercial business entities, Limited Liability Companies and have provided legal services for contract agreements, construction litigation, real estate brokers, financial institutions and partnerships. [read post]
28 Mar 2019, 2:45 pm
Postal Inspection Service. [read post]
29 Jul 2008, 7:14 pm
Each year the Business Lawyer provides a valuable service by publishing a survey on consumer financial services law. [read post]
