Posts tagged with: "financial+services"
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18 Jul 2023, 8:15 am
In our latest Regulation Tomorrow Plus podcast, Global Director of Financial Services Knowledge, Simon Lovegrove is joined by London financial services partners Jonathan Herbst and Hannah Meakin, who share their views on the key takeaways from the Chancellor’s recent Mansion House speech and the government’s response to the UK Investment Research Review. [read post]
18 Dec 2019, 1:06 pm
Local nonprofits who are developing, launching, and implementing financial well-being initiatives as a free or low-cost public service will ... [read post]
16 Oct 2015, 8:32 am
He represents financial institutions – from national banks to mortgage lenders and other financial services ... [read post]
28 Sep 2022, 8:05 am
On 28 September 2022, the Financial Ombudsman Service (FOS) published Ombudsman News 174. [read post]
14 Feb 2012, 8:20 am
Representative Spencer Bachus (Republican, Alabama), the Chairman of the House Financial Services Committee (which oversees the financial services industry), is under investigation by the Office of Congressional Ethics, for allegedly trading on non-public information he gleaned as a result of his elective office and leadership role in Congress. [read post]
The FSA’s Investigations and Enforcement Regime Challenge in the Tribunal – Thirty Nine Essex Street
19 Mar 2012, 5:06 am
“The Tribunal’s function under the Financial Services and Markets Act 2000 is to: ‘determine what (if any) is the appropriate action for the decision-maker [i.e. the Financial services Authority] to take in relation to the matter referred … to it’ (section 133(5)).” Full story (PDF) Thirty Nine Essex Street, 21st February 2012 Source: www.39essex.com [read post]
18 Jan 2023, 10:00 pm
Artificial intelligence (AI) is transforming the global financial services industry, including by helping financial institutions offer innovative new products, increase revenue through efficiencies, and improve customer service. [read post]
2 Sep 2015, 4:59 am
National financial services law firm Maurice Wutscher LLP has opened a new office in Boston, hiring financial services attorney Brady Hermann to lead the firm’s Massachusetts litigation matters. [read post]
23 Nov 2004, 11:25 am
(AIG) announced it has submitted a settlement offer to the SEC and reached an agreement with the Department of Justice over an investigation into the financial services company's dealings with PNC Financial Services Group and Brightpoint Inc. [read post]
18 Jan 2017, 1:11 pm
The New York Department of Financial Services (“DFS”) has issued a revised draft of its cybersecurity regulation, titled Cybersecurity Requirements for Financial Services Companies (23 NYCRR 500, see here). [read post]
20 May 2014, 8:29 am
Credit Suisse will pay a $2.5 Billion financial penalty to the Department of Justice (DOJ), the Internal Revenue Service (IRS), the Federal Reserve and the New York State Department of Financial Services to settle the claim. [read post]
13 Sep 2007, 7:02 pm
For both financial services licensees and superannuation licensees not only is it an offence to breach a licence term, it is also an offence not to report a material breach within a required time (in the case of financial services licensees, the obligation covers significant breaches, or likely breaches). [read post]
16 Nov 2016, 9:32 am
Johnson has experience in both internal and external audit services for financial institutions ranging from $1.7 million to ... [read post]
2 Mar 2011, 7:05 pm
House Financial Services Committee ranking member Barney Frank, D-Mass., has found a new partner in his quest to legalize Internet gambling and to reverse a 2006 law that outlawed it. [read post]
26 Jan 2023, 3:48 pm
The CFPB has filed its brief in opposition to the cross-petition for certiorari filed by Community Financial Services Association (CFSA). [read post]
23 Mar 2021, 10:41 am
Frenkel, co-chair of the firm’s Financial Services and Real Property Litigation group. [read post]
18 Jan 2023, 10:00 pm
Artificial intelligence (AI) is transforming the global financial services industry, including by helping financial institutions offer innovative new products, increase revenue through efficiencies, and improve customer service. [read post]
18 Jan 2023, 10:00 pm
Artificial intelligence (AI) is transforming the global financial services industry, including by helping financial institutions offer innovative new products, increase revenue through efficiencies, and improve customer service. [read post]
1 Feb 2018, 8:48 am
The Financial Ombudsman Service (FOS) has published the latest issue of its newsletter – Ombudsman news issue 142. [read post]
18 Jan 2023, 10:00 pm
Artificial intelligence (AI) is transforming the global financial services industry, including by helping financial institutions offer innovative new products, increase revenue through efficiencies, and improve customer service. [read post]
