Posts tagged with: "financial+services"
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9 Feb 2016, 1:58 am
Legal Services of New Jersey If you or someone you know is a victim of financial domestic violence, below is an excerpt from the Forbe’s article ‘I’ll Take Care of the Bills’: The Slippery Slope Into Financial Abuse (see citation below) that provides a strategy for victims of financial abuse to start breaking the cycle: Learn more about it to see if your situation matches the description. [read post]
4 Jan 2018, 8:56 am
The joint Money Laundering Steering Group (JMLSG) has published the following revised versions of its anti-money laundering and counter-terrorist financing guidance: part I contains guidance for all financial services firms; part II consists of industry-specific chapters dealing with particular issues faced by a range of sub-sectors of the financial services sector; and part III sets out the specialist guidance on a number of topics. [read post]
23 Mar 2018, 6:04 am
On 21 March 2018, there was published on the legislation.gov.uk website, The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) (Amendment) Order 2018 (the Order). [read post]
3 Feb 2011, 7:00 am
The financial services panel has jurisdiction over legislation affecting banks. [read post]
24 Apr 2018, 1:05 pm
., on this podcast posted today discussing third-party vendor risk management concerns of financial institutions and service providers. [read post]
5 Sep 2019, 5:55 am
Three members of Ballard Spahr’s Consumer Financial Services Group with extensive experience negotiating complex payments transactions for some of the world’s largest retailers and financial institutions have authored an article in which they discuss the expanding adoption of RTP as a standard for payments transactions, including the commercial and contractual issues that may arise as a result. [read post]
6 Jun 2023, 6:52 pm
For Northstar Financial Services (Bermuda) Investors The Time To Act Is Now Our Seasoned Annuity Investor Loss Attorneys May Be Able To Help You Go After Your Broker Nearly two and a half years after Northstar Financial Services (Bermuda) filed for bankruptcy protection, there has been no significant progress in liquidation proceedings. [read post]
2 Apr 2020, 7:30 am
Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
29 Apr 2024, 10:31 am
In the latest instalment of our Regulation Around the World series, Financial Services partners in over 10 jurisdictions review recent steps that financial services regulatory authorities have taken as regards investment research. [read post]
6 Oct 2020, 5:38 am
With every day that passes without apparent progress towards an agreement on financial services or equivalence, the more firms we see putting in place arrangements to enable them to continue business across Europe. [read post]
20 Jun 2007, 1:05 am
Burns Anderson plc and Another “It was outwith the Financial Services Ombudsman's powers to make a direction under section 229(2) of the Financial Services and Markets Act 2000 that, if implemented, would require a firm to pay a complainant an amount exceeding the statutory cap of £100,000. [read post]
9 Apr 2020, 1:16 am
Operational resilience and COVID 19 Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
21 Jun 2022, 5:00 am
As previously discussed, financial services regulators are increasingly focused on how businesses use artificial intelligence (AI) and machine learning (ML) in underwriting and pricing consumer finance products. [read post]
29 Apr 2024, 10:31 am
In the latest instalment of our Regulation Around the World series, Financial Services partners in over 10 jurisdictions review recent steps that financial services regulatory authorities have taken as regards investment research. [read post]
31 Mar 2020, 3:37 am
The client money regime Over the coming weeks, partners from our financial services team will be sharing with clients and contacts a series of video diaries setting out their views on the latest developments in respect of COVID 19 impacts in the various areas of financial services. [read post]
9 Feb 2018, 10:00 am
The webpage contains links to notices relating to the following areas: markets in financial instruments; banking and payment services; post-trade financial services; asset management; credit rating agencies; insurance and reinsurance; and statutory audit. [read post]
22 Nov 2018, 5:52 am
On 21 November 2018, HM Treasury published explanatory information for two upcoming EU Exit statutory instruments (SIs): Financial Services (Distance Marketing) (Amendment) (EU Exit) Regulations 2019. [read post]
31 May 2007, 3:20 am
“The Financial Services Ombudsman did not have the power to make a direction under s 229(2)(b) of the Financial Services and Markets Act 2000 that would require a respondent to make a money award exceeding the statutory cap provided in the Ombudsman scheme rules. [read post]
2 Aug 2010, 2:20 am
Regina v Rollins [2010] UKSC 39; [2010] WLR (D) 210 “The power of the Financial Services Authority to institute criminal proceedings was not limited to the offences referred to in ss 401 and 402 of the Financial Services and Markets Act 2000; in particular the FSA had power to prosecute offences of money laundering under ss 327 and 328 of the Proceeds of Crime Act 2002. [read post]
30 Aug 2023, 8:03 pm
Mexico Institutional Investor Sues Ocean Financial Services For Northstar (Bermuda) Losses Our Annuity Investment Loss Lawyer Teams Represent Individuals and Institutions in Recouping Damages From Brokerage Firms An institutional investor from Mexico is seeking up to $500K in damages from Ocean Financial Services. [read post]
