Posts tagged with: "financial+services"
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9 Apr 2010, 6:48 pm
David Skeel briefly analyzes the merits and politics of Senator Chris Dodd's draft financial services reform bill. [read post]
11 Aug 2011, 4:19 pm
Funds of funds have been a tough sell since the financial crisis, so money managers are adapting their strategies and enhancing their services. [read post]
21 Jan 2020, 8:33 am
Facet Wealth, a financial services company based in Baltimore, received an award from a personal finance website and app. [read post]
14 Jul 2009, 10:12 pm
Testimony Before the House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises, SEC Oversight:... [read post]
5 Aug 2009, 8:31 pm
The Investment and Financial Services Association has published a new edition of its Blue Book on Corporate Governance. [read post]
15 Jun 2011, 3:30 pm
Tarullo - Capital and liquidity standards - Before the Committee on Financial Services,... [read post]
16 Dec 2011, 2:28 pm
The House Financial Services Committee is concerned that the Securities and Exchange Commission's practice of accepting no-contest settlements obscures transparency. [read post]
16 Dec 2008, 10:37 pm
News release: "The Internal Revenue Service today announced an expedited process that will make it easier for financially distressed homeowners... [read post]
13 Jul 2011, 3:24 pm
Bernanke, Semiannual Monetary Policy Report to the Congress Before the Committee on Financial Services, U.S. [read post]
29 Mar 2010, 4:29 am
Citigroup continued building its hedge fund servicing unit with 13 new hires, The Financial Times reported. [read post]
15 Mar 2012, 5:17 pm
The oversight panel of the House Financial Services Committee plans to hold the hearing, which could include a standoff with lawmakers, on March 28. [read post]
11 Oct 2011, 6:04 pm
The top financial regulator in Massachusetts is concerned about the staffing services provided to hedge funds by big Wall Street banks. [read post]
6 Mar 2019, 1:50 pm
March is now here and with it the Cybersecurity Regulation of the New York Department of Financial Services (NYDFS) is now in full force and effect, including requirements relating to Third Party Service Providers[1] (e.g., vendors, suppliers, agents). [read post]
22 Jan 2014, 8:37 am
Urban, Attorney In January 2013 the Consumer Financial Protection Bureau (“CFPB”) issued wide reaching rules governing the mortgage industry which became effective as of January 10, 2014. [read post]
3 Apr 2012, 7:57 am
What can large financial institutions and other participants in the financial services industry expect from this new federal regulator? [read post]
25 Mar 2017, 6:52 am
Overview On March 1, 2017, the New York Department of Financial Services’ (DFS) Cybersecurity Regulations (the Regulations) entered into effect. [1] Under the Regulations, any individual or non-governmental partnership, corporation, branch, agency, association or other entity operating under a license, registration, charter, certificate, permit, accreditation or similar authorization under New York banking, insurance or financial services laws (with narrow… [read post]
30 Aug 2017, 4:00 am
We are extremely grateful to the Law Society of BC, the Law Foundation of BC, Courthouse Libraries of BC, CBABC and Mediate BC for their ongoing support (financial and otherwise) of this initiative and to the many other stakeholders who have stepped up to champion unbundling. [read post]
16 Jan 2007, 10:47 am
The license covers services offered by PNC Financial Services in the "Financial Services Call Processing" and "Automated Securities Transactions" fields of use. [read post]
29 Jul 2008, 7:14 pm
Each year the Business Lawyer provides a valuable service by publishing a survey on consumer financial services law. [read post]
27 May 2025, 8:04 pm
Did Ex-Infinity Financial Services Broker Thomas Vigil Unsuitably Recommend L-Share Variable Annuity Exchanges and Variable Annuity Purchases To You? [read post]
