Posts tagged with: "financial+services"
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9 Feb 2022, 4:10 am
The speech covers the future of UK financial services regulation and in particular the opportunities that lie ahead for financial markets. [read post]
5 Apr 2010, 5:25 am
We face, along with the public sector generally, difficult financial conditions. [read post]
24 Apr 2023, 11:30 pm
While the Protection of Personal Information Act, 2013 (POPIA) is widely accepted as the primary legislation dealing with the processing of personal information, it is important for financial service providers (FSPs) to take note of their duties in the Financial Advisory and Intermediary Services Act, 2002 (FAIS Act). [read post]
11 Feb 2025, 2:09 am
Background The Financial Services and Markets Act (FSMA) 2023 gives the FOS the power to make rules requiring persons specified by HM Treasury to pay fees to its scheme. [read post]
8 Jan 2019, 7:07 am
Certain financial institutions are exempted. [read post]
3 May 2019, 4:04 pm
“Preserving and enhancing confidence in the quality of audit services is essential to the public interest and all Americans,” he stated. [read post]
14 Oct 2011, 12:44 pm
Financial services are, in the majority of cases, exempt from paying VAT, due to difficulties in measuring the taxable base, leading to the under-taxation of financial services.The proposal would introduce new minimum tax rates and harmonize different existing taxes on financial transactions in the EU.. [read post]
20 Jul 2008, 6:46 am
ASIC has released a report outlining its decisions on applications for relief from the corporate finance, financial services and managed investment provisions of the Corporations Act 2001 between 1 December 2007 and 31 March 2008. [read post]
5 Mar 2007, 8:06 am
Wins were recorded in the government, financial services, education, manufacturing and utilities markets. [read post]
2 Jul 2024, 6:00 am
As crowdfunding is a form of financial instrument, there may be a risk of losing money or of the service being exposed to money laundering and terrorist financing. [read post]
29 Aug 2023, 7:37 am
” The report stated that shocks to particular sectors or regions “could reduce access to financial services by marginalized communities and people already underserved by the financial system. [read post]
10 Jun 2024, 9:32 am
The financial services related aspects of the Manifesto include: Financial inclusion and access to cash/banking facilities (pages 15 and 19). [read post]
1 Oct 2010, 4:49 am
This is good news for the trucking industry who often receive imperfect information from shippers/importers and are subject to AMPs penalties on an increasing financial scale for repeating the errors. [read post]
6 Nov 2018, 4:17 pm
But more than 1 billion of these unbanked adults have a mobile phone, which potentially offers convenient access to financial services. [read post]
18 May 2020, 8:52 am
Specifically, the statute does not apply to any “bank, savings institution, credit union, or financial institution subject to regulation under 12 U.S.C. [read post]
19 Dec 2024, 9:01 am
The MoU has been updated to reflect changes made by the Financial Services Markets Act 2023. [read post]
3 Nov 2020, 11:01 am
Vonna Kay Husby was a financial advisor at Raymond James Financial Services, Inc. in Fairbanks, Alaska, from August 2003 until May 2019. [read post]
31 Jan 2022, 7:18 am
Ex-UBS Financial Services Advisor Faces SEC and Criminal Charges German Nino, a former UBS Financial Services (UBS) broker and investment advisor, is accused of stealing $5.8M from a customer. [read post]
3 May 2012, 11:47 am
The relevant financial services licensees have now voluntarily complied with ASIC’s request to remove or amend the statement in each of the 21 instances. [read post]
24 Dec 2024, 7:00 am
Flexpoint Ford, founded in 2005 and based in Chicago, invests in the healthcare and financial services industries. [read post]
