Posts tagged with: "financial+services"
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29 Apr 2024, 10:31 am
In the latest instalment of our Regulation Around the World series, Financial Services partners in over 10 jurisdictions review recent steps that financial services regulatory authorities have taken as regards investment research. [read post]
4 Jan 2018, 8:56 am
The joint Money Laundering Steering Group (JMLSG) has published the following revised versions of its anti-money laundering and counter-terrorist financing guidance: part I contains guidance for all financial services firms; part II consists of industry-specific chapters dealing with particular issues faced by a range of sub-sectors of the financial services sector; and part III sets out the specialist guidance on a number of topics. [read post]
6 Dec 2010, 11:30 am
The bill has been referred to the House Committee on Financial Services. [read post]
3 Feb 2011, 7:00 am
The financial services panel has jurisdiction over legislation affecting banks. [read post]
13 Aug 2020, 3:50 pm
We are pleased to announce that Ballard Spahr’s Consumer Financial Services Group and its Fintech & Payments Team received national rankings from The Legal 500 in the financial services regulation and fintech categories. [read post]
9 Feb 2018, 10:00 am
The webpage contains links to notices relating to the following areas: markets in financial instruments; banking and payment services; post-trade financial services; asset management; credit rating agencies; insurance and reinsurance; and statutory audit. [read post]
22 Nov 2018, 5:52 am
On 21 November 2018, HM Treasury published explanatory information for two upcoming EU Exit statutory instruments (SIs): Financial Services (Distance Marketing) (Amendment) (EU Exit) Regulations 2019. [read post]
23 Mar 2018, 6:04 am
On 21 March 2018, there was published on the legislation.gov.uk website, The Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) (Amendment) Order 2018 (the Order). [read post]
17 Sep 2010, 2:14 pm
Warren is considered a strong consumer advocate and her ideology has some in the financial services industry concerned. [read post]
20 Apr 2015, 9:28 am
In a recent filing with the Securities and Exchange Commission, eBay’s PayPal division disclosed that it could be hit with an enforcement lawsuit by the Consumer Financial Protection Bureau (CFPB) as early as the second quarter of 2015. [read post]
23 May 2022, 4:49 am
In November 2020, the FSCA released a draft declaration to include crypto assets as ‘financial products’ under the Financial Advisory and Intermediary Services Act, 2002. [read post]
23 Sep 2022, 9:40 am
Key takeaways for the financial services sector announced within the plan include: Later this autumn the Government will bring forward an ambitious deregulatory package with its aim being to unleash the potential of the UK financial services sector. [read post]
25 Jan 2019, 8:56 am
He was previously employed with Legacy Financial Services, Inc. [read post]
6 Jul 2011, 8:59 am
The woman worked for UBS Financial Services and its predecessor since 1986. [read post]
14 Feb 2022, 9:53 am
2021 was an extraordinary year in financial crime. [read post]
3 Apr 2017, 9:08 am
The PRA has published Policy Statement 6/17: Financial Services Compensation Scheme – Management Expenses Levy Limit 2017/18 (PS6/17). [read post]
21 Nov 2022, 5:21 am
Auto servicing. [read post]
31 Aug 2018, 10:32 am
The ambulance services contracts were exclusive and therefore very lucrative. [read post]
3 Oct 2022, 7:37 am
Postal Service (USPS) has been struggling financially for well over a decade. [read post]
21 Oct 2011, 7:20 am
We've blogged about homeland security translations, legal language services and technical translation services. [read post]
