Posts tagged with: "financial+services"
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10 Oct 2019, 5:40 am
During the course of the meeting, among other things, the FPC agreed a set of principles that will guide its assessment of how prudential regulation and supervision should adjust to fast-moving developments in payments activities, which are currently a central aspect of innovation in the financial services industry. [read post]
19 Oct 2022, 8:41 pm
In general notice 1350 of 2022, effective as of 19 October 2022, the FSCA has formally declared a crypto asset as a financial product under the Financial Advisory and Intermediary Services Act, 2002. [read post]
16 Apr 2018, 2:21 pm
The lack of a conclusive agreement on the withdrawal terms could affect the legal framework for financial services and the continuity of financial contracts, and create operational challenges. [read post]
25 Nov 2015, 7:33 am
And now, another issue has been identified by researchers at Allianz Life, whose insurance, annuities and other financial services are often extended to seniors. [read post]
19 Oct 2009, 2:00 pm
" "We've made clear that only businesses that offer financial services would be affected by this agency. [read post]
13 Jun 2013, 5:01 pm
AALS Joint Program of the Financial Institutions & Consumer Financial Services Section and the European Law Section Taking Stock of Post-Crisis Reforms: Local, Global, and Comparative Perspectives on Financial Sector Regulation AALS Annual Meeting, January 3, 2014 New York, New York The AALS Section on Financial Institutions & Consumer Financial Services and Section on European Law are pleased to announce that they are… [read post]
18 May 2015, 8:08 am
This case was investigated by the Federal Bureau of Investigation, the Postal Inspection Service and Missouri Secretary of State Securities Division. [read post]
9 Jun 2022, 8:39 am
Financial services are increasingly relying on third parties, outside the finance sector, to provide key functions or services, i.e. cloud based computing services. [read post]
27 Feb 2023, 4:40 am
The increase in revenues was due to higher demand for restructuring and business transformation services. [read post]
11 Dec 2014, 3:26 pm
Financial Conduct Authority is rebuilding a culture within financial services firms that is more centered on consumer needs, with a regulator in place that has the right tools and approach, to uphold and encourage the standards the public has the right to expect. [read post]
13 Jun 2024, 6:46 am
Financial services related comments in the Manifesto include: Financial services are one of Britain’s greatest success stories. [read post]
20 Nov 2009, 3:12 pm
Securities and Exchange Commission, Before the House Committee on Financial Services, October 7, 2009. [read post]
13 Aug 2012, 9:26 pm
Robert Goddard reports: Martin Wheatley, the chief executive designate of the new Financial Conduct Authority and current head of the Financial Services Authority's Conduct of Business Unit,... [[ This is a content summary only. [read post]
23 Oct 2013, 10:16 am
Judge Colleen Kollar-Kotelly (D.D.C.) dismissed a separation-of-powers challenge to the Consumer Financial Protection Bureau, an independent agency created by Dodd-Frank that's tasked with the responsibility for "ensuring that all consumers have access to markets for consumer financial products and services... [read post]
30 Dec 2011, 6:00 am
One company, Financial Engines, introduced a new service called Income+ that is aimed at protecting the portfolio of... [read post]
16 Mar 2009, 2:25 am
“Lord Turner, chairman of the Financial Services Authority, will unveil proposals to tighten up financial regulations surrounding banks, hedge funds and tax havens when he publishes his blueprint for international regulation on Wednesday. [read post]
15 Jul 2019, 10:26 pm
The hire comes at a time of heightened interest in financial services regulation in Australia following a government investigation that found gross misconduct and dishonesty in many parts of the financial sector, including in Australia's major banks. [read post]
11 May 2023, 10:00 pm
The Abu Dhabi Global Market (ADGM) is fast becoming an international financial hub in the MENA region for global hedge fund managers that are drawn to the quality of the ADGM’s independent regulator, the Financial Services Regulatory Authority (FSRA), prevailing common law framework, excellent infrastructure, and tax efficiencies. [read post]
8 Jul 2009, 2:27 am
“Regulatory fines could double or treble in size under a new framework for calculating financial penalties proposed by the Financial Services Authority (FSA) yesterday. [read post]
12 Dec 2006, 1:16 am
-based news and financial information service on Monday launched two new products to automate financial trading based on news content. [read post]
