Posts tagged with: "financial+services"
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12 Mar 2009, 4:10 am
Although the de Larosière report acknowledges the possibility that the heads of each Member State's financial services supervisor could take the place of the relevant central bank Governor on the ESRC when the situation calls for it, it seems likely that there will be calls for direct representation of the financial services supervisors (where that is not the State's central bank) on the ESRC. [read post]
12 Dec 2017, 12:36 pm
Turner & Co. and VSR Financial Services agreed to pay restitution in the amounts of $437,674, $213,137 and $47,801, respectively. [read post]
18 Jul 2024, 8:36 am
Findings of the multi-firm review The Financial Services and Markets Act 2023 requires the FCA to review how firms are applying its guidance to see if it remains appropriate or requires changes. [read post]
5 Mar 2007, 11:31 am
As a result of AXS-One’s sale of its Enterprise Financials line of business at the end of October 2006, the financial statements classify the Enterprise Financials product line as a discontinued operation and, unless specified, amounts reflect only the RCM product line. [read post]
10 Jul 2012, 2:07 pm
Jaworski is a partner in the Financial Services Regulatory Group of Reed Smith LLP, resident in the Princeton, N.J., office. [read post]
11 Feb 2009, 4:08 pm
Nearly every member of the House Financial Services Committee â€â [read post]
24 May 2010, 2:45 pm
• Have personal financial problems? [read post]
9 Mar 2021, 8:54 am
MSI Financial Services settled each of these claims for $680,000, $86,000, $1,190,000, and $975,000. [read post]
25 May 2011, 9:00 am
The law will allow exceptions for properties where there is insufficient space for recycling containers or if the cost of recycling services creates a financial difficulty for the property owner. [read post]
5 Jul 2012, 6:12 am
Travis received medical services at the hospital while uninsured. [read post]
9 Jul 2008, 7:52 pm
(3 hours CE credit approved for Illinois Insurance Producers) Speakers: Jerry Kalish, National Benefit Services, Inc. [read post]
20 Jul 2007, 5:56 am
A deep knowledge of distance education and technology-based library services and resources is a must. [read post]
12 Sep 2019, 1:06 am
As set forth in part in the FINRA Arbitration Decision, Claimant Credit Suisse alleged that:Respondent UBS Financial Services Inc.’s unfair competit... [read post]
26 Dec 2012, 6:51 am
The UK Financial Services Authority Publishes Consultation Paper on Implementation of AIFMD On November 14, 2012, the UK Financial Services Authority ("FSA") published the first part of its long-awaited consultation paper "CP 12/32 Implementation of the Alternative Investment Fund Managers Directive ("AIFMD") Part 1" ("CP 32"). [1] This post summarises key points from CP 32 and includes a brief reminder of other key issues arising under AIFMD [2] (which we… [read post]
3 May 2018, 6:34 am
Department of Financial Services, Appellee, (Opinion, Florida First District Court of Appeal, No. 1D17-221 / May 3, 2018) http://rrbdlaw.com/brokeandbroker/PDF/TurbevilleFlDistApp.pdfAs set forth in the Syllabus to the Florida Court of Appeal Opinion:Appellant Antony Lee Turbeville challenges a Final Order of the Department of Financial Services revoking Appellant’s insurance license, following the Department’s finding that Appellant violated… [read post]
24 Sep 2007, 11:00 pm
The new Stark III rules include a major reversal by the Centers for Medicare and Medicaid Services ("CMS") on the method used to analyze financial relationships between physician groups, on the one hand, and hospitals and other providers of designated health services ("DHS"), on the other. [read post]
1 Mar 2019, 10:19 am
In today's featured FINRA intra-industry arbitration, Ameriprise Financial Services sued a former stockbroker in an effort to recover balances due on three promissory notes. [read post]
24 Sep 2007, 11:00 pm
The new Stark III rules include a major reversal by the Centers for Medicare and Medicaid Services ("CMS") on the method used to analyze financial relationships between physician groups, on the one hand, and hospitals and other providers of designated health services ("DHS"), on the other. [read post]
17 Jul 2014, 12:02 pm
. - Providing the latest in FDCPA, TCPA, FCRA and other consumer financial services laws Companies that hire vendors to place automated calls to cell phones may find themselves at greater risk for Telephone Consumer Protection Act troubles following a decision from the Ninth Circuit Court of Appeals in Thomas v. [read post]
28 Mar 2024, 4:05 am
However, the bill permits financial institutions or insurance companies that claim a religious purpose to provide or deny service based on a customer's religious beliefs, exercise, or affiliation. [read post]
