Posts tagged with: "financial+services"
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27 Dec 2023, 7:28 am
In this latest episode of our EMEA regulatory insights series colleagues from Dubai provide their thoughts and insights on what 2024 holds for the UAE from a financial services regulatory perspective. [read post]
27 Dec 2023, 7:32 am
In this latest episode of our EMEA regulatory insights series colleagues from Australia, Hong Kong, and Singapore provide their thoughts and insights on what 2024 holds from a financial services regulatory perspective. [read post]
13 Jul 2009, 4:06 pm
The Securities and Exchange Commission released a Statement for the Record Before the House of Representatives Committee on Financial Services, Subcommittee on Oversight and Investigations, on July 13 in connection with the Subcommittee's hearing entitled, "Preventing Unfair Trading by Government... [read post]
25 Mar 2024, 7:46 am
Many immigrants use these services to send remittances to family and friends abroad. [read post]
1 Dec 2021, 4:04 am
Brittex Financial, Inc. v. [read post]
6 Nov 2008, 6:31 am
(Smith Barney), Merrill Lynch, Pierce Fenner & Smith Inc. and UBS Financial Services, Inc. entered into the Protocol for Broker Recruiting ("Protocol") in 2004. [read post]
10 Mar 2017, 11:42 am
On March 1, 2017, a comprehensive set of new cybersecurity rules adopted by the New York Department of Financial Services (DFS) took effect. [read post]
10 Feb 2010, 7:10 am
The decision is based on the town’s financial stability and the needed business growth to maintain the high level of service to residents. [read post]
3 May 2011, 2:55 am
., DC Financial Group, Deleverage America, Inc., Delray Beach, South Florida, and owners Dennis Fischer, and Christopher S. [read post]
The Financial Markets and Insolvency (Transitional Provision) (EU Exit) (Amendment) Regulations 2021
1 Jul 2021, 10:23 am
The statutory instrument amends The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (the 2019 Regulations). [read post]
22 Oct 2023, 5:58 pm
Generally, a person provides a ‘financial service’ if they provide financial product advice, deal in a financial product, make a market for a financial product, operate a registered scheme, provide a custodial or depository service or provide a crowd-funding service. [read post]
6 Feb 2007, 2:28 pm
., Feb. 6 /PRNewswire/ -- Merrill Corporation, a leading global provider of technology-enabled services for the legal, financial, real estate and other corporate markets, today announced it is expanding its presence in the southeast market with the acquisition of Document Resources, Inc., an Atlanta-based company with an office in Miami, specializing in litigation support services. [read post]
28 Nov 2011, 12:29 pm
In First American Financial Corp v. [read post]
25 Aug 2009, 7:04 am
“Advertisers’ choice of keywords to trigger search ads for financial services products and services is regulated in the same way as the content of the ads, UK regulators have warned. [read post]
28 Sep 2010, 8:14 am
The Stark Law prohibits physicians from referring patients to entities for certain specified health services or items that are reimbursable by Medicare or Medicaid if the physicians or their immediate family members have a financial relationship with such entities, unless a statutory or regulatory exception applies. [read post]
18 Jul 2022, 6:10 am
The investment bank Forbes M+A Group served as the exclusive financial ... [read post]
18 Mar 2004, 12:56 pm
In Congressional news for Thursday, the House overwhelmingly passed HR 1375, the Financial Services Regulatory Relief Act. [read post]
31 Aug 2017, 2:15 am
Although not an issue discussed in the Federal Circuit decision, there is some question as to whether this particular covered business method (CBM) review was properly limited to financial service business method patents in light of at... [read post]
3 Dec 2019, 2:13 pm
Smith advises financial institutions, licensed lenders, loan servicers and finance companies on issues related to compliance with federal and state laws. [read post]
2 Mar 2015, 12:40 pm
Financial terms were not disclosed. [read post]
