Posts tagged with: "financial+services"
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1 Sep 2010, 3:41 am
Two major stakeholders asked the Internal Revenue Service to exclude a wide range of financial institutions from the broad new reporting, disclosure, and withholding requirements in the Foreign Account Tax Compliance Act (FATCA) in… Read this entire article for free, simply activate your free 15 day trial access to Alternative Investment Law Report now. [read post]
13 Feb 2024, 8:09 pm
But AI remains poised to disrupt the financial services industry. [read post]
1 Aug 2020, 4:01 pm
On July 31, 2020, the Federal Register published the final Volcker Rule covered funds amendments promulgated in June by the federal financial services regulators (the Federal Reserve Board, the Federal Deposit Insurance Corporation, the Securities and Exchange Commission, the Office of the Comptroller of the Currency, and the Commodity Futures Trading Commission). [read post]
18 Nov 2008, 7:17 am
The European Parliament today voted 474-66 to adopt its report reiterating a call from 2006 for financial commitments for 12 carbon capture and storage projects by 2015. [read post]
13 Sep 2019, 3:51 am
On 12 September 2019, there was published in the Official Journal of the EU, Decision of the EEA Joint Committee No 190/2019 of 10 July 2019 amending Annex IX (Financial services) and Annex XIX (Consumer protection) to the EEA Agreement. [read post]
3 Jan 2019, 1:25 am
On 27 December 2018, there was published in the Official Journal of the European Union (OJ) Council Decision (EU) 2018/2059 of 29 November 2018 on the position to be adopted, on behalf of the European Union, within the EEA Joint Committee concerning the amendment of Annex IX (Financial Services) to the EEA Agreement. [read post]
10 Feb 2012, 10:13 pm
Moody's Investors Service said this week that a class action filed against 12 law schools last week could endanger those schools' financial positions, since they rely overwhelmingly on tuition revenue, and a lawsuit alleging that a school inflated graduation and employment statistics is not a strong selling point for attracting students. [read post]
6 Jan 2014, 12:33 pm
On December 5, the Internal Revenue Service issued the final regulations and the 2013 proposed regulations under section 871(m), which address withholding on certain equity-linked notional principal contracts (NPCs) and other financial instruments. [read post]
5 Feb 2020, 8:00 am
On 4 February 2020, the Joint Money Laundering Steering Group (JMLSG) published the text of proposed revisions to Parts I, II and III of its guidance on the prevention of money laundering and the financing of terrorism for the UK financial services. [read post]
18 Jul 2011, 2:17 pm
It is hosted by EARN (a nonprofit provider of financial services for low-income families), with sponsorship by Default: The Student Loan Documentary, Demos, Equal Justice Works, and Broad Cause.You can submit a video about your own debt story to the site. [read post]
25 Apr 2010, 2:34 pm
The Minister for Financial Services, Superannuation and Corporate Law, Chris Bowen MP, has released an exposure draft of Corporations Amendment (No.2) Bill 2010 which will give effect to the Government’s decision to reverse the High Court decision in Sons of Gwalia v Margaretic (previously discussed here). [read post]
28 Feb 2012, 11:48 am
Financial relationships between drug and device manufacturers may result in a conflict of interest, as well as a negative impact on the safety of patients. [read post]
11 Jul 2007, 10:07 am
The Center for Medicare and Medicaid Services new rule aims to change this injustice. [read post]
12 Jun 2018, 9:58 am
The Regulation gives effect to the EU Money Market Funds Regulation by amending the Financial Services and Markets Act 2000 and relevant secondary legislation to enable applications to be made for funds to be authorised money market funds (MMFs) by the FCA, and for the FCA to exercise its regulatory powers in respect of MMFs. [read post]
26 May 2021, 7:16 am
In this latest episode, Peter Snowdon and Matthew Gregory speak to Simon Lovegrove about the new Consumer Duty in financial services that the FCA has proposed in CP21/13. [read post]
12 May 2010, 8:06 am
A Cook County judge issues a remarkably sweeping temporary restraining order against an online forum over its contributors’ criticisms of a cold-calling financial services firm. [read post]
24 Sep 2009, 2:41 pm
The draft regulations and an example Product Disclosure Statement (PDS) were developed by the Financial Services Working Group. [read post]
24 Mar 2014, 11:23 am
The Oregon Law Center is a legal aid based program that provides free services to low-income people throughout the state. [read post]
14 May 2017, 5:49 am
John Boals, a registered representative from Thompson, Ohio formerly with All State Financial Services was barred from FINRA membership as a result of refusing to cooperate with a FINRA investigation. [read post]
7 Aug 2009, 8:48 am
The State of Delaware has passed a bill which allows the Department of Health and Social Services to provide online access to the names of individuals who are actively listed on the Adult Abuse Registry as a result of elderly abuse, elderly neglect or financial exploitation. [read post]
