Posts tagged with: "financial+services"
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22 Feb 2010, 11:44 am
The alliance held similar sessions for law enforcement officials, medical professionals, and financial service workers. [read post]
26 Jul 2012, 11:58 am
Adviser organizations have split over supporting the bill, with the Financial Services Institute (FSI) as a supporter, and the Investment Adviser Association (IAA) and the American Institute of CPAs strongly opposed. [read post]
22 Feb 2010, 11:44 am
The alliance held similar sessions for law enforcement officials, medical professionals, and financial service workers. [read post]
10 Apr 2024, 8:29 pm
San Diego Couple File Six-Figure GWG L Bond Lawsuit Against Infinity Financial Services And Broker Anna Marie Ocampo Lovell. [read post]
12 Sep 2018, 4:14 am
with the entering into force of the Office for Professional Body Anti-Money Laundering Supervision, the FCA continues to restrict opportunities for financial crime; and the FCA is working closely with the Treasury and the Bank of England to assess and respond to issues relating to technological innovation in financial services (e.g. cryptoassets). [read post]
12 Oct 2022, 7:43 am
The FCA, PRA and Bank of England have a close interest in the safe and responsible adoption of artificial intelligence (AI) in financial services. [read post]
15 May 2024, 2:56 am
On 14 May 2024, a statutory instrument (SI) – the Financial Services and Markets Act 2000 (Overseas Funds Regime) (Equivalence) (European Economic Area) Regulations 2024 – was published on legislation.gov.uk. [read post]
24 Mar 2017, 6:00 am
Identity theft is America’s fastest growing crime, and it can cause major headaches and financial strain. [read post]
17 Oct 2013, 1:59 pm
Duffy, a member of the House Financial Services Committee, recently introduced the Right to Financial Privacy Act of 2013 (H.R. 2571), which would eliminate CFPB’s exemption from the RFPA. [read post]
4 Aug 2010, 10:47 am
” International News Service v. [read post]
28 Mar 2022, 8:08 am
Firms should check the financial sanctions lists before offering services or undertaking transactions for clients. [read post]
12 Jan 2021, 4:00 am
" The New York State Department of Financial Services [DFS] requested that the New York State Civil Service Commission [Commission] place five new Special Assistant positions in the exempt class. [read post]
16 Feb 2016, 4:50 pm
The problems that can arise from the wording of the professional services exclusion in a service company’s D&O insurance policy are perennial issues and a recurring topic on this blog (see for example here). [read post]
22 Feb 2021, 6:14 pm
This settlement highlights OFAC’s expectation that digital services providers must take compliance steps necessary to mitigate the risk of sanctions violations, similar to other financial service providers. [read post]
24 Jun 2010, 11:08 am
“The actual legislation is pretty vague in a lot of important ways,” Richard Schetman, a financial services lawyer at Cadwalader, Wickersham & Taft, was quoted as saying. [read post]
30 May 2012, 10:49 am
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
24 May 2012, 2:00 pm
Nelson is a senior associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices. [read post]
28 May 2021, 6:27 am
Did You Invest With Mark Hopkins Of American Portfolios Financial Services, Inc. [read post]
28 Mar 2016, 6:26 am
Since October 2006 Griffin has been associated with VSR Financial Services, Inc. out of the firm’s Palm City, Florida office locations. [read post]
19 Oct 2015, 8:00 am
Bernard Financial Services, Inc. out of the Russellville, Arizona office location. [read post]
