Posts tagged with: "financial+services"
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15 May 2008, 7:46 am
FBL Financial Services, No. 07-1490 (8th Cir. [read post]
17 Jan 2018, 7:48 am
On February 15, many insurance companies, producers and others with New York DFS licenses and other authorizations (except for certain entities and employees who have filed for an exemption) will need to file a compliance certificate as required by the New York Department of Financial Services Cybersecurity Regulation. [read post]
11 Jan 2019, 4:33 am
On 10 January 2019, UK Finance issued a press release announcing that it has formally made an application to maintain participation in the Single Euro Payments Area (SEPA) on behalf on the UK financial services and payments industry. [read post]
22 Apr 2013, 11:24 am
On April 16, the Financial Services (Banking Reform) Bill 2012-13 completed its committee stage in the House of Commons. [read post]
14 Sep 2018, 8:59 am
The Bill, a private members bill, if enacted, will amended the Financial Services and Markets Act 2000 to require the FCA to ensure that firms carrying on credit-related regulated activities or entering into a mortgage contract or similar take into account rental payment history and council tax payment history when assessing a borrower’s creditworthiness. [read post]
24 Mar 2014, 11:23 am
The Oregon Law Center is a legal aid based program that provides free services to low-income people throughout the state. [read post]
16 Jun 2014, 10:51 am
” Charles is the lawyer for the Community Financial Services Association of America (a payday lending trade group), which recently filed a lawsuit challenging the legality of Operation Choke Point. [read post]
28 Apr 2021, 8:05 am
The FCA explains that the report sets out the findings of the pilot, including how it accelerated the development of innovative products and solutions within financial services, as well as key lessons learned from the pilot phase. [read post]
12 Nov 2006, 5:20 pm
Google Video, the online video service from the massive search engine, has been sued for copyright infringement. [read post]
19 May 2020, 2:33 am
In the June edition of the 40 minute briefing, members of our financial services team in London will be joined by colleagues from our government and regulatory affairs team and risk consultancy practice to discuss the hot topics currently impacting the asset management sector. [read post]
14 May 2017, 6:24 am
Sandra Canaba, a registered representative from Santa Teresa, New Mexico formerly with LPL Financial and Chase Investment Services was barred from FINRA membership as a result of refusing to cooperate with a FINRA investigation. [read post]
25 Oct 2019, 6:36 am
On 24 October 2019, the Council of the EU published the texts it adopted at first reading for the: the Regulation on disclosures relating to sustainable investments and sustainability risks in the financial services sector (the Disclosure Regulation); and the Regulation amending the Benchmarks Regulation as regards EU Climate Transition Benchmarks, EU Paris-aligned Benchmarks and sustainability-related disclosures for benchmarks (the Low Carbon Benchmarks Regulation). [read post]
7 Feb 2011, 6:42 pm
., my Damon Key colleague Greg Kugle will be speaking to the Hawaii State Bar Association's Real Property and Financial Services Section on Shoreline Issues. [read post]
9 Feb 2015, 9:46 am
On February 2, Standard & Poor’s Ratings Services settled claims brought by the Department of Justice, 19 states and the District of Columbia related to credit ratings it issued and maintained for RMBS and CDOs before the financial crisis. [read post]
28 Nov 2011, 5:24 am
Arrow Financial Services on November 28 and PPL Montana, LLC v. [read post]
9 Jul 2017, 8:41 am
Ronald Broadstone, a registered representative from Columbus, Ohio, formerly with UBS Financial Services was barred from FINRA membership as a result of failing to cooperate with a FINRA investigation. [read post]
21 Jan 2011, 12:50 pm
As we discussed on our Structured Finance blog in December 2009, the Saskatchewan Financial Services Commission, Securities Division issued General Order 91-907 in November of that year exempting over-the-counter (OTC) derivatives trading among qualified parties from the registration and prospectus requirements under the Saskatchewan Securities Act, 1988. [read post]
2 Apr 2014, 5:28 pm
The site is that of SJ Grand, a Financial and Tax Advisory Service with offices in Beijing, Shanghai, Shenzhen and Paris. [read post]
18 Dec 2017, 1:05 pm
According to the Department of Financial Services’ Disaster Fraud Action Strike Team (DFAST), Milhomme filed a claim in September stating water damage to his vehicle caused by Hurricane Irma in the amount of $225 for a diagnosis, after hours fee and storage fee. [read post]
27 Apr 2009, 7:51 am
Generally speaking, the Federal Stark law makes it unlawful for a physician to refer Medicare or Medicaid patients for designated health services ("DHS") to an entity with which the physician (or an immediate family member) has a financial relationship, unless an exception applies. [read post]
