Posts tagged with: "financial+services"
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2 Dec 2011, 11:19 am
The New York Superintendent of Financial Services, as Receiver for Executive Life of New York (ELNY), filed a preliminary version Schedule 1.15 for the proposed ELNY Restructuring Agreement on November 7, 2011 with the New York Supreme Court of Nassau County. [read post]
30 Jul 2020, 2:12 pm
Ever since the New York State Department of Financial Services (DFS) instituted its first-in-the-nation Cybersecurity Regulation[1] in 2017 (covered in our post here), banks, insurance companies, and others in the financial services industry wondered what would trigger an enforcement action under its broad purview. [read post]
26 Sep 2008, 5:31 pm
Following on the actions of other state insurance commissioners the Oregon Insurance Division of Department of Consumer and Business Services stated in a September 24, 2008 press release that: "AIG's insurance companies are financially sound, with substantially more in assets than they needto pay all valid present and projected claims, the Department of Consumer and Business Services, InsuranceDivision today reassured Oregon policyholders. [read post]
22 Jun 2009, 8:00 am
The stipends help recognize the financial sacrifice our newest colleagues make by entering public service despite overwhelming educational debt and help educate our profession about the astounding obstacle new lawyers from all sectors face because of educational debt. [read post]
30 Mar 2017, 1:00 pm
The service has been available since the 2009-10 school year. [read post]
7 Nov 2018, 4:43 am
Please contact a member of our financial services team if you have any queries surrounding Pathfinder. [read post]
24 Jul 2012, 10:43 pm
Early in 2010, while speaking in Park City, Utah at the American Bar Association’s Conference on Consumer Financial Services, I cautioned the two hundred plus attorneys from financial institutions and mortgage servicers all over the country that were in the audience, that the proverbial pendulum was being allowed to go too far in their direction. [read post]
25 Mar 2020, 5:18 am
Aside from five years with Kestra, Daughtry has previously been a registered stockbroker with Ameriprise Financial Services (AMP), Securities America, Stern Agee Financial Services, Wachovia Securities, Southtrust Securities, and Liberty Securities. [read post]
10 Nov 2020, 8:55 pm
On 9 November 2020, the European Banking Authority (EBA) issued a statement reminding financial institutions (FIs) affected by the end of the transition period to finalise the full execution of their contingency plans in accordance with the conditions agreed with relevant Member State competent authorities before the end of the transition period on 31 December 2020. [read post]
14 Aug 2018, 6:00 am
Some start-up companies are developing smart solutions to solve compliance issues by using cloud computing technology through SaaS (software-as-a-service). [read post]
13 Aug 2009, 11:49 am
Meanwhile, the Swiss Financial Market Supervisory Authority's deadline for feedback on its own proposed new compensation guidelines for financial services companies is Aug. 14. [read post]
21 Jan 2013, 2:00 am
The only party to benefit from the [Child Support Services's] appeal of the Magistrate’s award of a $72,620.90 judgment was Father; in fact that appeal benefited Father by $45,683.54 and financially injured Mother by the same amount. [read post]
15 Oct 2012, 3:42 pm
Jaworski is a member of the Reed Smith Financial Services Regulatory Group, resident in the Princeton, NJ office. [read post]
28 Oct 2009, 5:50 pm
Green Bullion Financial Services, LLC, v. [read post]
12 Dec 2023, 3:00 am
Essentially, customers pay upfront for a service or product they never use, and the retailer benefits financially from this non-redemption. [read post]
9 Apr 2024, 12:22 pm
If the commander is unable to provide a solution or the service member still fails to give financial support, you can also get in touch with your local Judge Advocate General (JAG) office. [read post]
22 Oct 2008, 6:51 pm
The question that I am asked at least once a week is “Should I use an on-line service to write my own Will? [read post]
11 May 2016, 8:48 am
While the final rule is aimed primarily at financial advisers, it also affects plan sponsors considerably. [read post]
11 May 2016, 8:48 am
While the final rule is aimed primarily at financial advisers, it also affects plan sponsors considerably. [read post]
8 May 2008, 11:08 am
Sarah Wilson, Financial Services Authority (FSA) Director of the Retail Firms Division, gave a speech on Treating Customers Fairly (TCF) in wholesale markets at the Protiviti breakfast meeting on 15 April 2008. [read post]
