Posts tagged with: "financial+services"
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28 Feb 2009, 8:35 am
Reputable, essential, unique--Financial Services Fact Book 2009 is an online book for the times. [read post]
4 Aug 2008, 9:34 am
Financial Services Compensation Scheme Ltd v Abbey National Treasury Services plc (Financial Services Authority intervening) [2008] EWHC 1897 (Ch); [2008] WLR (D) 277 “The Financial Services Authority had power under the Financial Services and Markets Act 2000 to include rules in the financial services compensation scheme which provided for the assignment of third party claims. [read post]
30 Jul 2013, 8:33 am by Travis P. Nelson
Nelson is counsel in the Financial Services Regulatory Group at Reed Smith LLP, resident in the Princeton and New York offices, and a co-leader of the firm’s Financial Institutions Enforcement & Investigations Task Force. [read post]
21 Oct 2014, 4:33 pm by Sabrina I. Pacifici
Then, I will focus on how incentives could be improved within the financial services industry to encourage better culture and behavior. [read post]
11 Sep 2011, 7:29 am by Securites Lawprof
Bankers, Bureaucrats, and Guardians: Toward Tripartism in Financial Services Regulation, by Saule T. [read post]
22 Oct 2009, 6:07 pm
The House Financial Services Committee voted (39-29) to create a Consumer Financial Protection Agency, a new, independent federal agency solely devoted to protecting Americans from unfair and abusive financial products and services. [read post]
10 Nov 2015, 7:49 am by Roberta G. Torian and D. Patrick Yoest
” By suggesting that mobile financial services are derived from more traditional services, the report possibly indicates that the CFPB will take a more “traditional” approach to regulating mobile financial services. [read post]
10 Nov 2015, 7:49 am by Roberta G. Torian and D. Patrick Yoest
” By suggesting that mobile financial services are derived from more traditional services, the report possibly indicates that the CFPB will take a more “traditional” approach to regulating mobile financial services. [read post]
27 Oct 2016, 11:43 am by Fitapelli Kurta
Continued The post Ameriprise Financial Services Will Pay Violation Fine of $ 850,000 appeared first on Stock Fraud News & Information. [read post]
30 Oct 2008, 2:07 am
Minister for Superannuation and Corporate Law Senator the Hon Nick Sherry's speech at a Financial Services Regulation conference summarises recent events including: Australia's response to the global financial crisis; the government guarantee of bank deposits and bank funding insurance policyholder protection the $10.4 billion stimulus package short selling regulation national regulation of credit the Financial Services Working… [read post]
3 Feb 2010, 6:40 am by buslawblogger
Duhl has posted International Developments in Consumer Financial Services Law 2007-2008 on SSRN with the following abstract: This Survey reviews international consumer financial services law developments in 2007 and 2008 (through August 15, 2008) in the areas of... [read post]
2 Nov 2010, 1:41 pm by J.W. Verret
The membership of the House Financial Services Committee is also important, though not as important as the Senate frankly.   [read post]
11 Jul 2008, 1:26 pm
House Financial Services Committee MarksUp Securities Act of 2008A bipartisan bill increasing the SEC's enforcement powers and requiring increased attention to accounting and auditing matters has been marked up by the House Financial Services Committee. [read post]
22 Sep 2016, 9:44 am by Jeff Kern
If the New York State Department of Financial Services (“DFS”) has its way, come January 1, 2017, financial services companies that require a form of authorization to operate under the banking, insurance, or financial services laws (“Covered Entities”) will be required to comply with a new set of comprehensive cybersecurity regulations aimed at safeguarding information systems and nonpublic information. [read post]
9 Apr 2012, 1:17 pm by Linda Rantz
This appears on the back of a recent customer statement of Toyota Financial Services (sorry for the hard-to-read image, but that’s what it looks like on the statement): The Toyota addresses relating to bankruptcy, so you can read them, are these: Toyota Financial Services, PO Box 8026, Cedar Rapids, IA, 52409-8026 Toyota Financial Services, Asset [...] [read post]
9 Apr 2012, 1:17 pm by Linda Rantz
This appears on the back of a recent customer statement of Toyota Financial Services (sorry for the hard-to-read image, but that’s what it looks like on the statement): The Toyota addresses relating to bankruptcy, so you can read them, are these: Toyota Financial Services, PO Box 8026, Cedar Rapids, IA, 52409-8026 Toyota Financial Services, Asset [...] [read post]
1 Jul 2010, 7:23 am by Adam Levitin
Here is a Call for Papers for the Financial Institutions and Consumer Financial Services section of AALS.   [read post]
12 Apr 2010, 3:10 am by sally
Financial Services Act 2010 published Full text of Act (PDF) Source: www.opsi.gov.uk [read post]