Search for: "Stanley Wells"
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25 Apr 2019, 11:56 am
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Boj, Pedro UBS Financial Services Inc BBVA Securities of PR Brooks, Carter Wells Fargo Clearing Services LLC Edward Jones Lofaro, Patrick Rockwell Global Capital LLC Dalton Strategic Investment… [read post]
23 Apr 2019, 7:47 am
Tarasevich added that Morgan Stanley’s control system at issue had not been audited in its 10-year existence. [read post]
22 Apr 2019, 9:48 am
"[W]here the well-pleaded facts do not permit the court to infer more than the mere possibility of misconduct, the complaint has alleged—but it has not `show[n]'—`that the pleader is entitled to relief.'" Iqbal, 556 U.S. at 679 (quoting Rule 8(a)(2)). [read post]
22 Apr 2019, 3:30 am
During their Stanley Cup runs, Kate Smith would appear before each game and sing God Bless America. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial Andrzejewski, Bryan Dean… [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman, Buckman & Reid, Inc … [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global Arena… [read post]
11 Apr 2019, 12:40 pm
The world has come to Washington University as well. [read post]
10 Apr 2019, 5:57 am
Ed Walters has been our most enthusiastic cheerleader and supporter as well as a fantastic source of advice and information. [read post]
9 Apr 2019, 5:30 am
This did not go well for a few of them. [read post]
3 Apr 2019, 10:00 am
The more money that you’ve got in your pocket is, well, just that, much more money. [read post]
1 Apr 2019, 12:45 pm
Stanley v. [read post]
1 Apr 2019, 12:45 pm
Stanley v. [read post]
1 Apr 2019, 7:54 am
UBS Yield Enhancement Strategy CasesSSEK Law Firm has been meeting with investors that have suffered losses from the UBS Yield Enhancement Strategy, as well as the YES strategy of other firms. [read post]
29 Mar 2019, 12:01 pm
SSEK Law Firm also works with investors who purchased their Puerto Rico bonds through Santander Securities (SAN), Popular Securities, Morgan Stanley (MS), Barclays (BARC), The GMS Group and other brokerage firms, as well as investors who suffered losses in Puerto Rico investments by investing in a hedge fund or another type of investment. [read post]
25 Mar 2019, 2:23 pm
“You would say to the person who was growing these tomatoes in the backyard, well, you know, you should have kept up with the Federal Register. [read post]
23 Mar 2019, 3:11 pm
Dean, Thomas Craig Earnest, and Stanley L. [read post]
19 Mar 2019, 8:15 am
” The use of a device like the Textalyzer would provide evidence in a criminal case as well as showing a driver was distracted for a personal injury lawsuit. [read post]
12 Mar 2019, 8:20 am
Different societies have different conceptions of flourishing: there need not be only one kind of well-being and Western societies do not have a monopoly let alone patent on same, thus there are pluralistic conceptions, which is sometimes conflated or confused with a doctrine of relativism.We can illustrate one kind of relativism that is troubling with a vulgar model on its cultural variation provided by the late social anthropologist Stanley Jeyaraja Tambiah with the… [read post]
