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11 Oct 2010, 5:30 am
Rul. 62-17, 1962-1 C.B. 87). [read post]
26 Sep 2018, 2:39 pm
The SEC may make such a finding, for example, if the Form was filed by an entity that does not meet the proposed definition of NMS stock ATS; the Form reveals non-compliance with federal securities laws, or the rules or regulations thereunder; or the entity’s disclosures are materially deficient with regard to completeness or comprehensibility. [read post]
18 Oct 2023, 8:35 am
Once formally adopted, the revised BMR is proposed to apply from 1 January 2026. [read post]
26 Sep 2018, 2:39 pm
The SEC may make such a finding, for example, if the Form was filed by an entity that does not meet the proposed definition of NMS stock ATS; the Form reveals non-compliance with federal securities laws, or the rules or regulations thereunder; or the entity’s disclosures are materially deficient with regard to completeness or comprehensibility. [read post]
28 Aug 2012, 11:55 am
“Qualifying private fund” means an issuer that qualifies for the exclusion from the definition of an investment company under one or more of sections 3(c)(1), 3(c)(5), and 3(c)(7) of the Investment Company Act of 1940, as amended (15 U.S.C. 80a-3(c)(1), (5) and (7)).(3) “Retail buyer fund” means a qualifying private fund that is not a venture capital company and that qualifies for the exclusion from the definition of an investment company under one or both… [read post]
26 Feb 2023, 9:01 pm
As part of its enforcement activities, the Food and Drug Administration sends warning letters to entities under its jurisdiction. [read post]
8 Aug 2011, 11:10 am
`(2) REVOCATION- The Secretary shall revoke the certification of any entity which is certified under paragraph (1) if the Secretary determines that-- `(A) the proceeds from any qualified nanotechnology developer stock issued by such entity are used during the 5-year period following such issue for a purpose other than the development, production, or sale of products using nanotechnology, or `(B) such entity no longer meets the… [read post]
8 Feb 2017, 10:26 am
§ 1227(a)(1)(A)). [read post]
17 Nov 2016, 12:23 pm
” The United States’ primary sanctions, which prohibit U.S. entities from engaging in economic activity, continue to apply, with limited exceptions. [read post]
22 Mar 2012, 11:23 am
” What does all this mean? [read post]
1 Jun 2020, 11:28 am
As such, FSIS expects the downstream entities to (1) detect the presence of invisible pathogens in meat purchased from the outside, and (2) remove the invisible bugs. [read post]
30 Jan 2021, 4:56 am
It does not oblige EU operators to do business with Iran or Cuba. [read post]
Rare Partnership Dissolution Decision Applies Deadlock Standard to Dissolution Under Partnership Law
22 Jan 2018, 3:44 am
The LLC dissolution statute, LLC Law § 702, does not speak in terms of deadlock, nor is deadlock alone sufficient to dissolve an LLC. [read post]
25 Mar 2020, 3:30 am
Any leave taken before April 1 does not count against FFCRA leave entitlements. [read post]
22 Oct 2022, 10:45 am
Therefore, when a foreign jurisdiction does not tax a trust established and administered within its territory, the test is automatically failed. [read post]
28 Feb 2011, 7:52 am
To qualify an investment must: 1. result in ownership (at least 50%) or control of the U.S. enterprise by the investor; 2. be active; 3. be substantial; and 4. result in an enterprise that is non-marginal. [read post]
22 Mar 2022, 9:14 am
As stipulated in the Regulations, where a contract does not specify a phased amount, the partial release of holdback payment must be made on an annual basis.[17]Prompt Payment Regulations, s. 2(1). [read post]
7 May 2024, 9:11 am
How does no-fault insurance affect a car accident case? [read post]
29 Jun 2018, 9:07 am
Here are our ten takeaways: Covered entities. [read post]
9 Sep 2023, 9:03 am
Looks great, does it not? [read post]
