Search for: "OFFICE OF DISCIPLINARY COUNSEL"
Results 881 - 900
of 2,338
Sorted by Relevance
|
Sort by Date
24 Aug 2012, 2:56 pm
The firm also counsels, represents and defends financial advisers nationwide in regulatory, compliance, disciplinary and employment matters in arbitration and litigation, and before regulatory bodies such as the SEC, FINRA and state securities regulators. [read post]
13 Oct 2023, 12:20 pm
She was found to have brought the Hong Kong government into disrepute and fallen below the standards of a teacher during disciplinary proceedings last year. [read post]
29 Aug 2012, 11:11 am
Eccleston Law Offices counsel, represent and defend financial advisers nationwide in regulatory, compliance, disciplinary and employment matters in arbitration and litigation, and before regulatory bodies such as the SEC, FINRA and state securities regulators. [read post]
17 Dec 2015, 3:43 pm
The now-famous altercation, which was caught on video and was extensively covered in the media, led to disciplinary proceedings by the JQC. [read post]
20 Sep 2011, 6:30 am
Seymour – Office of Disciplinary Counsel Essential Technology for Small Firms: What Every Lawyer Needs William E. [read post]
26 Oct 2011, 10:50 am
*** Update 10/27/11: After working with our Office of Chief Counsel and Privacy Office, we have been cleared to say the following: TSA has completed its investigation of this matter, and has initiated action to remove the individual from federal service. [read post]
14 Aug 2012, 3:28 am
He practices in the areas of commercial litigation, professional liability (including medical and legal malpractice defense), professional peer review, officer and director defense, campaign and election law, art litigation, and counseling buyers and sellers on the purchase and sale of fine art items. [read post]
26 Mar 2014, 3:00 am
New Jersey is, therefore, very much unlike New York, where most disciplinary matters are kept hush-hush. [read post]
24 Nov 2019, 2:31 pm
And without further refinement of the analysis, and irrespective of race or ethnicity, failure to retain counsel for disciplinary hearings may correlate strongly with futility of any defense. [read post]
13 Feb 2008, 2:49 am
Despite this rule, the Law Society refused for years to treat non-payment of counsel’s fees as a disciplinary issue – even though solicitors are officers of the court and might be expected to maintain high standards in such matters.The latest version of the Solicitors’ Code has dropped the professional rule that solicitors should pay counsel. [read post]
11 May 2010, 5:52 am
Lawyers with offices? [read post]
4 Jun 2018, 11:05 am
On the one hand, all attorneys must remain aware of the principle that zealous advocacy does not displace their obligations as officers of the court. [read post]
8 Jul 2020, 9:33 am
Supreme Court Justice Debra Lehrmann administered the oath of office to new officers and directors. [read post]
18 Mar 2013, 3:00 am
Scott led the officers to Christopher’s body. [read post]
26 Oct 2015, 4:00 am
Following the resolution of some procedural issues Supreme Court held a hearing at which DSP’s FOIL officer, by affidavit, set out the categories of records pertaining to the alleged incident, all of which, according to him, were collected or produced in an internal investigation by DSP pursuant to 9 NYCRR 479, Disciplinary Action. [read post]
3 Dec 2021, 1:29 pm
All four have been barred indefinitely after separate FINRA disciplinary actions. [read post]
17 Jan 2012, 5:13 am
, if a client can't get in touch with a PO Box lawyer, the bar can take appropriate disciplinary action - just as it would if a client can't get in touch with a lawyer working out of a fancy bricks and mortar office.] [read post]
12 Oct 2010, 5:46 am
Most of us have seen the commercials where the police officer asks, “Sir, have you been drinking? [read post]
24 Jul 2011, 7:32 pm
(The Newsweek interview took place over three hours in her lawyer's office.) [read post]
24 Apr 2015, 8:31 am
Lacking law enforcement resources, the General Counsel’s office was extremely reluctant to organize the kind of sting investigation I knew, as a former prosecutor, could be effective. [read post]
