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16 Aug 2012, 12:32 pm
by Frank C. [read post]
6 Aug 2015, 1:59 pm
C-14-5180 EMC, 2015 WL 2354807, at *1 (N.D. [read post]
2 Feb 2012, 9:53 am
As mandated by Section 719(c) of the Dodd-Frank Act, the SEC and CFTC issued a joint report describing the regulatory framework for OTC derivatives in the Americas, European Union, and Asia, and analyzing the similarities and differences across jurisdictions. [read post]
2 Feb 2012, 9:53 am
As mandated by Section 719(c) of the Dodd-Frank Act, the SEC and CFTC issued a joint report describing the regulatory framework for OTC derivatives in the Americas, European Union, and Asia, and analyzing the similarities and differences across jurisdictions. [read post]
7 Feb 2017, 7:25 am
Trump signed an executive order that signaled the beginning of the Trump Administration’s efforts to dismantle parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
18 Jun 2014, 4:00 am
Hood seeks various remedies in Count VIII under Dodd-Frank Section 1055 (12 U.S.C. 5565). [read post]
9 Sep 2010, 12:32 pm
Reversing a number of federal court decisions, 922(c) explicitly grants employees the right to a jury trial but Goldsmith does not think the provision is retroactive. [read post]
20 Jul 2011, 2:00 am
Click here for the remainder of the S&C publication - The Dodd-Frank Act. [1] Pursuant to Section 754 of Title VII of the Act, provisions under Title VII become effective 360 days after the act was passed. [2] Section 932 of the Act does not specify a date by which final rulemaking is required. [read post]
21 Jul 2011, 5:39 pm
The SEC released a staff Report on Review of Reliance on Credit Ratings As Required by Section 939A(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
21 Jul 2011, 5:51 pm
Section 719(c) of the Dodd-Frank Act requires the CFTC and the SEC jointly to study and then report to Congress on swap regulation and clearinghouse regulation in the United States, Asia, and Europe and to identify areas of regulation that... [read post]
18 Jul 2011, 1:08 pm
Securities Act Section 36b-6(c) during the deferment.* Investment advisers who as of July 20, 2011: (1) rely on the July 21st-repealed private adviser (de minimis) exemption at 1940-Act Section 203(b)(3); (2) are ineligible to register as SEC investment advisers because their assets under managment do not meet the July 21st-effective SEC threshold amount; and (3) are ineligible for another Section 203 exemption, including the Section 203A(c) exemption from the prohibition on SEC… [read post]
1 Aug 2010, 2:07 pm
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) has changed a number of laws in all of the securities acts including the Commodity Exchange Act. [read post]
4 Oct 2010, 8:49 am
DOJ: Under Dodd-Frank, the U.S. [read post]
18 Jun 2014, 7:53 am
The CFPB is authorized to issue temporary C&Ds under Section 1053(c) of Dodd-Frank. [read post]
8 Apr 2009, 11:00 am
1940’s and 50’s era mobster Frank Costello apparently learned something from his predecessor Al Capone. [read post]
8 Oct 2008, 12:19 pm
Massachusetts explains the relationship between the Franks doctrine and dog reliability. [read post]
11 Sep 2017, 12:16 pm
A‐C Prod. [read post]
28 May 2021, 9:08 am
RSH Legal personal injury attorneys Tim Semelroth and Brian C. [read post]
28 May 2021, 9:08 am
RSH Legal personal injury attorneys Tim Semelroth and Brian C. [read post]
17 Jul 2010, 6:08 am
A gap in the information linking an IP address to defendant was sufficient to make a Franks showing for a hearing. [read post]
