Posts tagged with: "financial+issue"
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16 Apr 2012, 1:14 am
The Financial Stability Oversight Council (FSOC) April 3 released a final rule along with interpretive guidance on how it will decide whether certain investment funds, insurance firms, and other nonbank financial companies should be deemed threats to U.S. financial stability and regulated like banks. [read post]
29 Apr 2024, 7:00 am
Proactive Approach: By analyzing your financial data, they can anticipate potential tax issues and develop strategies to mitigate them. [read post]
5 Jun 2012, 6:08 pm
La localisation du dommage financier). [read post]
4 Jan 2023, 5:00 am
As such, the court found that State Farm was not obligated to seek a new written election for lower UIM coverage limits under the policy.Rather, the court ruled that the Pennsylvania Motor Vehicle Financial Responsibility Law only required carriers to seek elections of lower UIM coverage limits only when the carriers issue policies. [read post]
26 Sep 2014, 12:05 pm
In a move that should come as no surprise to anyone who has been following the Consumer Financial Protection Bureau (CFPB), the agency issued a proposed rule last week that would expand its oversight, supervision and enforcement jurisdiction to include nonbank automobile finance companies. [read post]
16 May 2017, 4:00 am
The New York Department of Financial Supervision (DFS) has filed a complaint in a New York federal district court to stop the Office of the Comptroller of the Currency (OCC) from implementing its proposal to issue special purpose national bank (SPNB) charters to fintech companies. [read post]
20 Apr 2010, 2:51 am
As such, waiver was not an issue. [read post]
4 Feb 2014, 2:49 pm
According to the Securities and Exchange Commission, the Office of Compliance Inspections and Examinations (OCIE) recently issued a Risk Alert on the due diligence process used by investment advisers when recommending alternative investments to clients. [read post]
16 Mar 2021, 6:47 am
Given this CFPB interpretive rule development and the pending Equality Act in Congress, CFPB-regulated banks, financial institutions and financial services companies would be well-advised to immediately review their policies, procedures, training materials, legal disclosures and other consumer-facing materials to ensure that any references to ECOA’s prohibition on sex discrimination incorporate sexual orientation and gender identity discrimination. [read post]
21 Oct 2010, 3:57 pm
We are here to help you through the complex legal, financial and social issues. [read post]
15 Nov 2007, 11:01 am
It's a controversial issue, and RiskMetrics Group's Financial Research and Analysis unit issued a note on the topic yesterday. [read post]
11 Aug 2009, 2:26 am
I know that many readers may have much more experience with the coverage issues involved in the receiver’s actions in the Stanford Financial case, and many readers may also have views about the extent and limitations of the typical Excess Side A/DIC policy. [read post]
3 Mar 2017, 5:39 am
The latter issue dates back to 1976, when Congress passed Section 936 of the Internal Revenue Code. [read post]
3 Aug 2021, 10:11 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
8 Feb 2021, 8:40 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
7 Oct 2020, 7:53 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
6 Jul 2021, 9:46 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
2 Sep 2020, 9:38 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
3 Nov 2021, 7:46 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
7 Aug 2020, 8:53 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
