Posts tagged with: "financial+issue"
Results 8621 - 8640
of 102,430
Sorted by Relevance
|
Sort by Date
3 Mar 2021, 9:18 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
7 Oct 2021, 7:57 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
8 Jun 2021, 7:59 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
11 Jan 2021, 8:52 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
3 Nov 2020, 7:34 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
13 Jan 2022, 10:04 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
15 Jan 2008, 8:54 am
The Financial Accounting Standards Board (FASB) announced the release of its draft Codification, and the start of the one year 'verification' period in which FASB is "encourag[ing]... use [of] the online Codification Research System free of charge to research accounting issues and provide feedback on whether the Codification content accurately reflects existing U.S. generally accepted accounting principles. [read post]
6 Apr 2021, 9:19 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
4 May 2021, 9:09 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
2 Dec 2020, 9:26 am
His practice focuses broadly on SEC regulated financial service clients, including broker-dealers, securities exchanges, municipal advisors and investment advisers. [read post]
18 Aug 2017, 2:35 pm
The release states that until a registrant adopts ASC Topic 606, it should continue referring to the guidance included in the 2005 Release.Separately, the SEC's Office of the Chief Accountant and Division of Corporation Finance released Staff Accounting Bulletin (SAB) No. 116 that brings existing SEC staff guidance into conformity with the Financial Accounting Standard Board's adoption of and amendments to ASC Topic 606. [read post]
17 Jun 2010, 6:53 am
(House § 7304,)Add the House provision requiring GAO to study issues surrounding employees who leave the SEC and become employed in the securities industry. [read post]
30 Oct 2009, 9:35 am
House Committee on Financial Services announced the introduction, in conjunction with the Treasury Department, of draft legislation intended "to address the issue of systemic risk and 'too big to fail' financial institutions. [read post]
7 Aug 2017, 6:59 am
To gain a better insight into the financial services offered and financial innovations applied by fintech firms in the EU, and their regulatory treatment, in spring 2017 the European Banking Authority (EBA) undertook a fintech mapping exercise. [read post]
12 Apr 2008, 10:47 am
"Senior financial supervisors from five countries (collectively the â [read post]
11 Sep 2008, 3:24 am
Putting aside any issues of the financial benefits of such a plan, and the creative and aesthetic issues that pay for play may raise, and since this is a blog written by lawyers, we'll deal with the legal implications. [read post]
15 May 2023, 12:30 pm
ShareThursday’s decision in Financial Oversight & Management Board for Puerto Rico v. [read post]
2 Jul 2012, 4:00 am
Individuals who do not file IRS Form 8938 may be assessed a $10 thousand penalty plus $10 thousand for each 30-days of non-filing after the IRS issues a notice of failure to disclose, for a maximum potential penalty of $60,000. [read post]
11 Sep 2013, 8:15 am
In this regard, they fully endorsed the implementation of the Financial Stability Board’s Key Attributes of Effective Resolution Regimes for all parts of the financial sector that could cause systemic problems. [read post]
23 Jul 2018, 8:15 am
In directing brokerage, an adviser should consider the full range and quality of a broker-dealer’s services including: the value of research provided, execution capability, commission rate, financial responsibility, and responsiveness to the adviser. [read post]
